Samalin Investment Counsel, Llc
- Regulatory AUM
- $491M
- Discretionary
- $445M
- Clients
- 544
- Avg AUM / client
- $902K
- Accounts
- 1,289
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 26, 2026
Investments (13F portfolio — 319 positions, $282,023,097)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $8,607,366 | 33,915 | 3.05% | 1.75% |
| 2 | Vaneck Merk Gold Etf | GOLD SHS | $7,969,624 | 176,906 | 2.83% | 1.62% |
| 3 | State Str Spdr S&P 500 Etf T | TR UNIT | $5,912,699 | 9,092 | 2.1% | 1.21% |
| 4 | Spdr Gold Tr | GOLD SHS | $4,842,076 | 11,253 | 1.72% | 0.99% |
| 5 | Ishares Tr | CORE DIV GRWTH | $4,723,206 | 67,301 | 1.67% | 0.96% |
| 6 | Ishares Tr | RUS TP200 GR ETF | $4,633,168 | 18,619 | 1.64% | 0.94% |
| 7 | Berkshire Hathaway Inc Del | CL B NEW | $4,249,785 | 8,869 | 1.51% | 0.87% |
| 8 | Microsoft Corp | COM | $4,161,095 | 11,241 | 1.48% | 0.85% |
| 9 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $3,741,173 | 19,493 | 1.33% | 0.76% |
| 10 | Ishares Tr | MSCI EAFE MIN VL | $3,647,408 | 39,919 | 1.29% | 0.74% |
| 11 | Ishares Tr | CORE S&P TTL STK | $3,634,757 | 25,520 | 1.29% | 0.74% |
| 12 | Ishares Tr | RUS MID CAP ETF | $3,595,538 | 36,980 | 1.27% | 0.73% |
| 13 | Bank America Corp | COM | $3,520,569 | 72,217 | 1.25% | 0.72% |
| 14 | Alps Etf Tr | ALERIAN MLP | $3,388,446 | 64,370 | 1.2% | 0.69% |
| 15 | Dimensional Etf Trust | US CORE EQUITY 2 | $3,374,447 | 86,836 | 1.2% | 0.69% |
| 16 | Mplx Lp | COM UNIT REP LTD | $3,323,583 | 58,237 | 1.18% | 0.68% |
| 17 | Nvidia Corporation | COM | $3,217,669 | 18,450 | 1.14% | 0.66% |
| 18 | Ishares Tr | TIPS BD ETF | $2,986,256 | 27,059 | 1.06% | 0.61% |
| 19 | Ishares Tr | CORE S&P SCP ETF | $2,976,664 | 23,945 | 1.06% | 0.61% |
| 20 | Enterprise Prods Partners L | COM | $2,968,097 | 78,438 | 1.05% | 0.61% |
| 21 | Victory Portfolios Ii | SHORT TRM BD ETF | $2,906,145 | 57,456 | 1.03% | 0.59% |
| 22 | Ishares Tr | CORE 1 5 YR USD | $2,890,386 | 59,645 | 1.02% | 0.59% |
| 23 | Ishares Tr | 1 3 YR TREAS BD | $2,821,258 | 34,168 | 1.0% | 0.58% |
| 24 | Fidelity Covington Trust | MSCI INFO TECH I | $2,815,165 | 13,531 | 1.0% | 0.57% |
| 25 | Invesco Qqq Tr | UNIT SER 1 | $2,665,600 | 4,618 | 0.95% | 0.54% |
Top 25 of 319 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 417 | $122M | 24.9% |
| High net worth individuals | 122 | $363M | 73.9% |
| Pension and profit sharing plans | 2 | $4.6M | 0.94% |
| Corporations and other businesses | 3 | $1.2M | 0.25% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Evan Samalin | Managing Member | CFP | Apr 2007 (19y) | 75% or more |
| Mckee, Maria, Jolanta | Chief Compliance Officer | Sep 2015 (11y) | Less than 5% | |
| Wheeler, Yvette | Operations Manager | Apr 2022 (4y) | Less than 5% | |
| John R Fussell | Registered representative | Nov 2015 (11y) | ||
| John Benjamin Hadley | Registered representative | Jan 2019 (8y) | ||
| Patrick Carl Thuemmel | Registered representative | CFP | Jul 2020 (6y) | |
| Ronald Richard Schneider | Registered representative | CFP | Sep 2021 (5y) | |
| Laurance Jay Kersh | Registered representative | CFP | Sep 2021 (5y) | |
| Thomas James Beattie | Registered representative | CFP | Jun 2024 (2y) | |
| Alex M Pidhorodeckyj | Registered representative | Dec 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 994 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $476M (97% of AUM) Jun 2026
- Fidelity Brokerage Services $408M (97% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗