West Financial Advisors, L.L.C.
- Regulatory AUM
- $674M
- Discretionary
- $647M
- Clients
- 305
- Avg AUM / client
- $2.2M
- Accounts
- 1,677
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 25, 2026
Investments (13F portfolio — 224 positions, $658,506,657)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $87,151,914 | 126,894 | 13.2% | 12.9% |
| 2 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $73,134,419 | 1,026,448 | 11.1% | 10.8% |
| 3 | State Str Spdr S&P 500 Etf T | TR UNIT | $72,733,415 | 97,397 | 11.0% | 10.8% |
| 4 | Vanguard Bd Index Fds | TOTAL BND MRKT | $59,638,508 | 812,403 | 9.06% | 8.85% |
| 5 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $56,174,199 | 1,110,601 | 8.53% | 8.33% |
| 6 | Dimensional Etf Trust | EMGR CRE EQT MNG | $39,686,239 | 986,974 | 6.03% | 5.89% |
| 7 | Ishares Tr | CORE S&P MCP ETF | $29,630,471 | 384,262 | 4.5% | 4.39% |
| 8 | Ishares Tr | CORE MSCI EAFE | $28,014,478 | 290,065 | 4.25% | 4.16% |
| 9 | Vanguard Scottsdale Fds | INT-TERM CORP | $22,622,275 | 273,712 | 3.44% | 3.36% |
| 10 | Ishares Tr | TIPS BD ETF | $20,932,890 | 191,290 | 3.18% | 3.1% |
| 11 | Dimensional Etf Trust | US LARG VALU ETF | $18,639,444 | 471,407 | 2.83% | 2.76% |
| 12 | Dimensional Etf Trust | US SMALL CAP ETF | $18,472,481 | 224,344 | 2.81% | 2.74% |
| 13 | Vanguard Index Fds | REAL ESTATE ETF | $16,837,956 | 174,613 | 2.56% | 2.5% |
| 14 | Vanguard Index Fds | EXTEND MKT ETF | $15,670,739 | 63,648 | 2.38% | 2.32% |
| 15 | Dimensional Etf Trust | NATL MUN BD ETF | $10,423,975 | 215,661 | 1.58% | 1.55% |
| 16 | Vanguard Specialized Funds | DIV APP ETF | $8,169,224 | 34,525 | 1.24% | 1.21% |
| 17 | Invesco Qqq Tr | UNIT SER 1 | $6,738,060 | 9,150 | 1.02% | 1.0% |
| 18 | Vanguard Index Fds | TOTAL STK MKT | $6,108,821 | 16,509 | 0.93% | 0.91% |
| 19 | Select Sector Spdr Tr | ST STR TECHN ETF | $4,872,359 | 25,574 | 0.74% | 0.72% |
| 20 | Apple Inc | COM | $4,821,401 | 16,662 | 0.73% | 0.72% |
| 21 | Select Sector Spdr Tr | ST STR INDL ETF | $4,426,071 | 23,895 | 0.67% | 0.66% |
| 22 | Select Sector Spdr Tr | ST STR MATER ETF | $4,130,802 | 81,267 | 0.63% | 0.61% |
| 23 | Vanguard Index Fds | SMALL CP ETF | $3,878,820 | 12,796 | 0.59% | 0.58% |
| 24 | Select Sector Spdr Tr | ST STR ENERG ETF | $3,705,538 | 69,771 | 0.56% | 0.55% |
| 25 | Spdr Series Trust | ST STR BLO 1 ETF | $2,988,839 | 32,615 | 0.45% | 0.44% |
Top 25 of 224 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 138 | $67.8M | 10.1% |
| High net worth individuals | 167 | $579M | 85.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $27.0M | 4.0% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Laura Kay Brannen West | Managing Member And Chief Compliance Officer | CFP | Apr 2006 (20y) | 25% – 50% |
| Brian Allen West | Managing Member | Sep 2008 (18y) | 25% – 50% | |
| West, Allison, Brannen | Member | Jan 2020 (7y) | Less than 5% | |
| West, Jackson, Brannen | Member | Jan 2020 (7y) | Less than 5% | |
| West, Michael, Brannen | Member | Jan 2020 (7y) | Less than 5% | |
| Jeanna Sue Nation | Registered representative | CFP | May 2017 (9y) | |
| Abby Rae Belvin | Registered representative | CFP | Oct 2018 (8y) | |
| Emilee Marie Derifield | Registered representative | CFP | Jun 2024 (2y) | |
| Amy R Deever | Registered representative | Oct 2025 (1y) | ||
| Austin Caine Harris | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $571M (85% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗