Taylor Frigon Capital Management Llc
- Regulatory AUM
- $233M
- Discretionary
- $228M
- Clients
- 121
- Avg AUM / client
- $1.9M
- Accounts
- 471
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Investments (13F portfolio — 93 positions, $175,751,945)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Cardinal Infrastructure Grou | CL A | $3,441,023 | 86,774 | 1.96% | 1.48% |
| 2 | Cloudflare Inc | CL A COM | $3,214,158 | 15,577 | 1.83% | 1.38% |
| 3 | Ge Vernova Inc | COM | $3,193,068 | 3,658 | 1.82% | 1.37% |
| 4 | Quanta Svcs Inc | COM | $3,101,414 | 5,649 | 1.76% | 1.33% |
| 5 | Tower Semiconductor Ltd | SHS NEW | $2,946,836 | 16,793 | 1.68% | 1.27% |
| 6 | Credo Technology Group Holdi | ORDINARY SHARES | $2,816,194 | 30,001 | 1.6% | 1.21% |
| 7 | Carvana Co | CL A | $2,754,283 | 8,761 | 1.57% | 1.18% |
| 8 | Main Str Cap Corp | COM | $2,652,199 | 50,079 | 1.51% | 1.14% |
| 9 | Tradeweb Mkts Inc | CL A | $2,639,937 | 22,437 | 1.5% | 1.13% |
| 10 | Astera Labs Inc | COM | $2,607,274 | 23,789 | 1.48% | 1.12% |
| 11 | Marvell Technology Inc | COM | $2,526,171 | 25,504 | 1.44% | 1.09% |
| 12 | Glaukos Corp | COM | $2,524,089 | 23,445 | 1.44% | 1.09% |
| 13 | Kornit Digital Ltd | SHS | $2,474,561 | 154,150 | 1.41% | 1.06% |
| 14 | Ares Capital Corp | COM | $2,424,202 | 134,528 | 1.38% | 1.04% |
| 15 | Palantir Technologies Inc | CL A | $2,377,635 | 16,254 | 1.35% | 1.02% |
| 16 | Digital Rlty Tr Inc | COM | $2,369,862 | 13,151 | 1.35% | 1.02% |
| 17 | Quicklogic Corp | COM NEW | $2,350,131 | 250,547 | 1.34% | 1.01% |
| 18 | Alkami Technology Inc | COM | $2,344,389 | 149,610 | 1.33% | 1.01% |
| 19 | Dutch Bros Inc | CL A | $2,342,620 | 46,242 | 1.33% | 1.01% |
| 20 | Hercules Capital Inc | COM | $2,340,917 | 158,491 | 1.33% | 1.01% |
| 21 | Servicetitan Inc | SHS CL A | $2,309,944 | 36,400 | 1.31% | 0.99% |
| 22 | Equinix Inc | COM | $2,277,107 | 2,323 | 1.3% | 0.98% |
| 23 | Procore Technologies Inc | COM | $2,261,190 | 39,670 | 1.29% | 0.97% |
| 24 | Procept Biorobotics Corp | COM | $2,218,587 | 88,708 | 1.26% | 0.95% |
| 25 | Mongodb Inc | CL A | $2,210,028 | 9,029 | 1.26% | 0.95% |
Top 25 of 93 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 98 | $60.1M | 25.8% |
| Investment companies | 1 | $32.6M | 14.0% |
| Pooled investment vehicles (non-investment companies) | 2 | $115M | 49.4% |
| Pension and profit sharing plans | 7 | $24.4M | 10.5% |
| Charitable organizations | 10 | $56.3K | 0.02% |
| Corporations and other businesses | 3 | $579K | 0.25% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $75.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Taylor Frigon Capital Partners, L.P. | Other Private Fund | Delaware | $75.4M | 89 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tennis Warehouse 401(k) Profit Sharing Plan Sports Warehouse, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gerard Joseph Frigon | Managing Member / Chief Investment Officer | Nov 2006 (20y) | ≈ 37.5% – 75% via Frigon Family Trust | |
| Frigon, Karen, Taylor | Co Trustee | Jun 2009 (17y) | ≈ 37.5% – 75% via Frigon Family Trust | |
| Douglas E Connolly | Chief Compliance Officer | Apr 2022 (4y) | Less than 5% | |
| John Ferebee | Registered representative | Jun 2009 (17y) | ||
| Jennifer Oanh Hall | Registered representative | Apr 2021 (5y) | ||
| Kameron Anthony Gilbert | Registered representative | Nov 2022 (4y) | ||
| Michael Gerard Frigon | Registered representative | Sep 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Frigon Family Trust | Member | Jun 2009 | A | 75% or more |
Estimated effective ownership (look-through of filed bands):
- Gerard Joseph Frigon: 50% – 75% of Frigon Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Frigon, Karen, Taylor: 50% – 75% of Frigon Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $75.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Taylor Frigon Capital Partners, L.P. | Other Private Fund | $75.4M | $250K | 89 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tennis Warehouse 401(k) Profit Sharing Plan | Sports Warehouse, Inc. | 511 | $26.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $141M (61% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗