AUMdb

The Wealth Collaborative, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 142618 · SEC file 801-68456 · Corona Del Mar, CA · FACEBOOK.COM
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$792M
Discretionary
$792M
Clients
256
Avg AUM / client
$3.1M
Accounts
549
Employees
3

AUM over time

$264M $792M
Dec 13, 2011 Mar 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 103 $34.5M 4.36%
High net worth individuals 153 $755M 95.4%
Corporations and other businesses Fewer than 5 clients $2.2M 0.28%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Nksfb, Llc 401(k) Profit Sharing Plan Nksfb, Llc 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jeffrey Byron Wheeler President And Chief Compliance Officer Dec 2006 (20y) 75% or more
Kristine Marie Wallington Registered representative Apr 2008 (18y)
Jeffrey Scott Robinson Registered representative Dec 2008 (18y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Nksfb, Llc 401(k) Profit Sharing Plan Nksfb, Llc 666 $102M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗