Dynamic Trading Management, Llc.
- Regulatory AUM
- $117M
- Discretionary
- $74.2M
- Clients
- 82
- Avg AUM / client
- $1.4M
- Accounts
- 140
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 39 | $12.2M | 10.4% |
| High net worth individuals | 40 | $59.1M | 50.7% |
| Pension and profit sharing plans | 2 | $44.6M | 38.3% |
| Corporations and other businesses | 1 | $751K | 0.64% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy P Bradley | Managing Member/President/Chief Compliance Officer | Nov 2006 (20y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO FILE AND DELIVER FORM CRS IN A TIMELY FASHION. Status: Final Sanction Detail: PAID ON 7/27/2021 Summary: DTM ADJUSTED POLICIES AND PROCEDURES TO BEING COMPLIANT WITH RULE 204-5 AS ORDERED BY THE SEC.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $74.2M (64% of AUM) Mar 2026
- Fidelity Brokerage Services $42.4M (36% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗