Sikich Capital Management Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 1,164
- Avg AUM / client
- $1.0M
- Accounts
- 2,482
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 919 | $406M | 34.4% |
| High net worth individuals | 205 | $708M | 60.0% |
| Charitable organizations | 26 | $59.1M | 5.01% |
| Corporations and other businesses | 14 | $7.2M | 0.61% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Dlorah, Inc. 401(k) Plan Dlorah, Inc. | 2024 | |
| Toa (Usa) 401(k) Plan Toa (Usa), Llc | 2024 | |
| Healthcare Financial Management Association Retirement And 401 K Plan Healthcare Financial Management Association | 2024 | |
| Branding Iron Holdings Retirement Savings Plan Branding Iron Holdings | 2024 | |
| Black Hills Regional Eye Institute 401(k) Plan And Trust Black Hills Regional Eye Institute, Llp | 2024 | |
| Women's Health Care, P. C. Profit Sharing And 401(k) Plan Women's Health Care, P.C. | 2024 |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Andrew Paoni | Chief Executive Officer | CFP | Jan 2010 (17y) | Less than 5% |
| Barry Craig Stark | Chief Compliance Officer | Nov 2016 (10y) | Less than 5% | |
| Valerie Ann Johnson | Registered representative | CFP | Aug 2013 (13y) | |
| Keith Patrick Walle | Registered representative | CFP | Oct 2013 (13y) | |
| Joseph Dean Connell | Registered representative | Oct 2014 (12y) | ||
| Douglas Howard Mathey | Registered representative | Personal Financial Specialist | Jun 2016 (10y) | |
| Laura Bailey Culp | Registered representative | Personal Financial Specialist | Jun 2016 (10y) | |
| Wade Allen Kaesebier | Registered representative | Sep 2017 (9y) | ||
| Wesley Whamond | Registered representative | CFP | Mar 2020 (6y) | |
| Marie Schulz Marks | Registered representative | CFP | Mar 2020 (6y) | |
| Thao Lan Ta Ring | Registered representative | CFP | Apr 2021 (5y) | |
| Jacob S Merton | Registered representative | CFP | Jan 2022 (5y) | |
| Valerie Celeste Turner | Registered representative | Jan 2022 (5y) | ||
| Connor Mc Andrew | Registered representative | CFP | Jan 2023 (4y) | |
| Gretchen P Radach | Registered representative | Dec 2023 (3y) | ||
| Daniel Joshua Hamburger | Registered representative | CFP | Dec 2023 (3y) | |
| Michael Roy Sedlak | Registered representative | CFP CFA | Dec 2023 (3y) | |
| Jean Anne Golla | Registered representative | Feb 2025 (1y) | ||
| Mark J Gilbert | Registered representative | Personal Financial Specialist | Jul 2025 (1y) | |
| Paul Edward Staniszewski | Registered representative | CFP | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sikich Llc | Parent Company | May 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Dlorah, Inc. 401(k) Plan | Dlorah, Inc. | 164 | $7.7M | 06/01/2024 |
| Toa (Usa) 401(k) Plan | Toa (Usa), Llc | 889 | $26.4M | 01/01/2024 |
| Healthcare Financial Management Association Retirement And 401 K Plan | Healthcare Financial Management Association | 82 | $25.8M | 01/01/2024 |
| Branding Iron Holdings Retirement Savings Plan | Branding Iron Holdings | 635 | $34.1M | 01/01/2024 |
| Black Hills Regional Eye Institute 401(k) Plan And Trust | Black Hills Regional Eye Institute, Llp | 113 | $17.4M | 01/01/2024 |
| Women's Health Care, P. C. Profit Sharing And 401(k) Plan | Women's Health Care, P.C. | 114 | $21.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $83.6M (7% of AUM) Mar 2026
- Triad Advisors Llc $65.7M (17% of AUM) Mar 2019
- Pershing $25.9M (7% of AUM) May 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗