Kom Wealth Management Group, Llc
- Regulatory AUM
- $408M
- Discretionary
- $405M
- Clients
- 575
- Avg AUM / client
- $709K
- Accounts
- 2,126
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 411 | $135M | 33.2% |
| High net worth individuals | 156 | $272M | 66.7% |
| Corporations and other businesses | 8 | $563K | 0.14% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Mike Mcglone | Senior Partner / Managing Member / Chief Compliance Officer | CFP | Feb 2007 (20y) | 50% – 75% |
| Kenneth John Mc Glone | Partner | Aug 2021 (5y) | 25% – 50% | |
| Troy Allen Sommerfeld | Partner | Oct 2021 (5y) | 5% – 10% | |
| Kaley Marie Klepps | Partner | Jan 2024 (3y) | 5% – 10% | |
| Richard Michael Otto | Registered representative | CFP | Mar 2017 (9y) | |
| Macy Alexandra Strickland | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- National Financial Services (Fidelity) $407M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗