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Wealth Manager · Small ($100M–$1B)
CRD 142776
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ADV data as of Jul 23, 2025
- Regulatory AUM
- $120M
- Discretionary
- $120M
- Clients
- 72
- Avg AUM / client
- $1.7M
- Accounts
- 72
- Employees
- 3
AUM over time
$115M
$120M
Dec 4, 2024
Jul 23, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24 | $11.2M | 9.36% |
| High net worth individuals | 48 | $108M | 90.6% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Altruist Financial $69.3M (58% of AUM) Jul 2025
- Charles Schwab & Co. $14.2M (12% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2025.