AUMdb

South Shore Capital Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 142915 · SEC file 801-96332 · Boston, MA · WWW.SSCAINVEST.COM
☆ Save with Pro ADV data as of Mar 06, 2026
Regulatory AUM
$273M
Discretionary
$183M
Clients
96
Avg AUM / client
$2.8M
Accounts
250
Employees
3

AUM over time

$128M $273M
May 2015 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 31 $9.8M 3.6%
High net worth individuals 65 $256M 93.8%
Charitable organizations Fewer than 5 clients $7.2M 2.64%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Taylor Goodwin Thomas Principal/Chief Compliance Officer Dec 2006 (20y) 50% – 75%
Lowell Shumway Thomas Principal CFA Oct 2008 (18y) 25% – 50%
Caitlin Staunton Appleton Registered representative Sep 2018 (8y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/06/2026 957 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.

View current Form ADV (SEC/IAPD) ↗