AUMdb

K183 Enterprises Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 142992 · · www.facebook.com
☆ Save with Pro ADV data as of Jul 28, 2026
Regulatory AUM
$35.2M
Discretionary
$0
Clients
25
Avg AUM / client
$1.4M
Accounts
131
Employees
2

AUM over time

$35.2M $35.2M
Feb 11, 2026 Jul 28, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 15 $7.8M 22.1%
High net worth individuals 10 $27.4M 77.9%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Andrew Sifling Registered representative CFP Sep 2025 (1y)
John Collet Registered representative Jan 2026 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/11/2026 1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.

View current Form ADV (SEC/IAPD) ↗