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Mutual Fund / Asset Manager · Small ($100M–$1B)
CRD 143013
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ADV data as of Mar 06, 2025
- Regulatory AUM
- $307M
- Discretionary
- $307M
- Clients
- 2
- Avg AUM / client
- $153M
- Accounts
- 2
- Employees
- 14
AUM over time
$111M
$307M
Mar 29, 2012
Mar 6, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $307M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2025.