AUMdb

Forum Solutions Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 143075 · SEC file 801-78874 · Fishers, IN · www.forumcu.com
☆ Save with Pro ADV data as of Feb 20, 2026
Regulatory AUM
$403M
Discretionary
$381M
Clients
635
Avg AUM / client
$635K
Accounts
1,490
Employees
11

AUM over time

$75.8M $403M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 520 $158M 39.3%
High net worth individuals 115 $243M 60.4%
Corporations and other businesses Fewer than 5 clients $1.4M 0.34%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Benjamen Michael Banks Assistant Vice President CFP Apr 2010 (16y) Less than 5%
Gery Joseph Sadzewicz Chief Compliance Officer Dec 2017 (9y) Less than 5%
Shaun Marie Irwin Assistant Vice President CFP Aug 2018 (8y) Less than 5%
Carr, James, Scott Senior Vice President Feb 2023 (4y) Less than 5%
Tammy Lea Marrs Registered representative Dec 2012 (14y)
Charles J Grigsby Registered representative CFP Jan 2021 (6y)
Derek Michael Sanders Registered representative CFP May 2023 (3y)
Jonathan Louis Wendall Registered representative Dec 2024 (2y)
Andrew G Snow Registered representative Jan 2025 (2y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Forum Credit Union Managing Member Jul 2006 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/20/2026 993 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.

View current Form ADV (SEC/IAPD) ↗