Trinity Capital Management, Llc
- Regulatory AUM
- $557M
- Discretionary
- $556M
- Clients
- 393
- Avg AUM / client
- $1.4M
- Accounts
- 954
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 204 | $49.8M | 8.94% |
| High net worth individuals | 172 | $382M | 68.6% |
| Pension and profit sharing plans | 6 | $7.5M | 1.35% |
| Charitable organizations | 8 | $116M | 20.8% |
| Corporations and other businesses | 3 | $1.5M | 0.27% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hospice Of East Texas Safe Harbor 401(k) Plan Hospice Of East Texas | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fredric Brian Fisher | Managing Member / President / Chief Compliance Officer | CFP | Sep 2006 (20y) | 75% or more |
| Andrew Yoon Bucher | Non Managing Member / Chief Investment Officer | CFA | Dec 2007 (19y) | 10% – 25% |
| Daniel Ryan Baker | Registered representative | CFP | Sep 2013 (13y) | |
| Lena Lisa Kaloostian | Registered representative | CFP | Oct 2013 (13y) | |
| Orlando Plascencia | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hospice Of East Texas Safe Harbor 401(k) Plan | Hospice Of East Texas | 169 | $13.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 935 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $530M (95% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.
View current Form ADV (SEC/IAPD) ↗