Legacies Wealth Llc
- Regulatory AUM
- $505M
- Discretionary
- $413M
- Clients
- 87
- Avg AUM / client
- $5.8M
- Accounts
- 298
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $8.7M | 1.72% |
| High net worth individuals | 52 | $489M | 96.9% |
| Charitable organizations | 3 | $7.2M | 1.42% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dougherty, Michael, Emmett | Trustee | Apr 2014 (12y) | ≈ 12.5% – 42.19% via Michael E. Dougherty Revocable Trust Dated March 27, 2006 | |
| Todd David Witcraft | Chief Executive Officer, Treasurer, Cco | Personal Financial Specialist | Mar 2018 (8y) | 25% – 50% |
| Dinzeo, Paul, John | Member | Jan 2023 (4y) | GP / trustee / elected manager of 1119 Holdings Llc (indirect) | |
| Jose Asencion Cabrera | Registered representative | Apr 2022 (4y) | ||
| Alex Gregory Wattermann | Registered representative | Mar 2024 (2y) | ||
| John Witcraft | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dougherty Financial Group Llc | Member | Mar 2012 | A | 50% – 75% |
| 1119 Holdings Llc | Member | Jan 2023 | A | 25% – 50% |
| Michael E. Dougherty Revocable Trust Dated March 27, 2006 | Member | Apr 2014 | B | ≈ 25% – 56.25% via Dougherty Financial Group Llc |
Estimated effective ownership (look-through of filed bands):
- Dougherty, Michael, Emmett: 50% – 75% of Michael E. Dougherty Revocable Trust Dated March 27, 2006 × 50% – 75% of Dougherty Financial Group Llc × 50% – 75% direct ≈ 12.5% – 42.19% of the firm
- Michael E. Dougherty Revocable Trust Dated March 27, 2006: 50% – 75% of Dougherty Financial Group Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $428M (85% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗