Dwm Asset Management, Llc
- Regulatory AUM
- $645M
- Discretionary
- $10.7M
- Clients
- 6
- Avg AUM / client
- $108M
- Accounts
- 5
- Employees
- 36
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $645M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $273M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| The Trill Impact Dwm Sdgs Credit Fund, A Sub Fund Of Dwm Income Funds S.C.A. Sicav Sif | Other Private Fund | Luxembourg | $230M | 15 |
| Dwm Inclusive Finance Equity Fund Ii, A Sub Fund Of Dwm Funds S.C.A. Sicav Sif | Private Equity Fund | Luxembourg | $31.2M | 7 |
| Dwm Microfinance Equity Fund I, A Sub Fund Of Dwm Funds S.C.A. Sicav Sif | Private Equity Fund | Luxembourg | $12.1M | 4 |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnson, Peter, Hallock | Partner, Manager (Relying Adviser) | Oct 2006 (20y) | ≈ 18.75% – 50% via Dwm Holdings, Llc | |
| Swanson, J, Bradley | Member | Dec 2007 (19y) | GP / trustee / elected manager of Dwm Holdings, Llc (indirect) | |
| Marshall, Edward, Adger | Chief Compliance Officer, Manager (Relying Adviser) | Sep 2010 (16y) | Less than 5% | |
| Tolliver, Odeta, Dana | Chief Financial Officer | Jan 2016 (11y) | Less than 5% | |
| Remtula, Aleem | Partner | Apr 2018 (8y) | GP / trustee / elected manager of Dwm Holdings, Llc (indirect) | |
| Walker, William, Courtland Churchfiel | Partner | Apr 2018 (8y) | GP / trustee / elected manager of Dwm Holdings, Llc (indirect) | |
| Constantino, Robert, Peter | Partner | Jan 2023 (4y) | GP / trustee / elected manager of Dwm Holdings, Llc (indirect) | |
| Mehan, Christopher, Francis | Partner | Jan 2023 (4y) | GP / trustee / elected manager of Dwm Holdings, Llc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dwm Holdings, Llc | Member, Parent (Relying Adviser) | Dec 2007 | A | 75% or more |
| Dwm Holdings, Llc | Parent | Dec 2004 | B | 75% or more of Developing World Finance, Llc; Dwm Asset Management, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Johnson, Peter, Hallock: 25% – 50% of Dwm Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $273M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| The Trill Impact Dwm Sdgs Credit Fund, A Sub Fund Of Dwm Income Funds S.C.A. Sicav Sif | Other Private Fund | $230M | $184K | 15 |
| Dwm Inclusive Finance Equity Fund Ii, A Sub Fund Of Dwm Funds S.C.A. Sicav Sif | Private Equity Fund | $31.2M | $1.0M | 7 |
| Dwm Microfinance Equity Fund I, A Sub Fund Of Dwm Funds S.C.A. Sicav Sif | Private Equity Fund | $12.1M | $500K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.79 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗