Alkeme Wealth, Llc
- Regulatory AUM
- $420M
- Discretionary
- $418M
- Clients
- 88
- Avg AUM / client
- $4.8M
- Accounts
- 693
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $83.4M | 19.9% |
| High net worth individuals | 48 | $331M | 78.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.5M | 0.35% |
| Charitable organizations | Fewer than 5 clients | $3.8M | 0.91% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Leon Harrison | Chief Compliance Officer, President | Mar 2007 (19y) | Less than 5% | |
| Barton, Curtis | Ceo | Sep 2020 (6y) | GP / trustee / elected manager of Alkeme Intermediary Holdings, Llc (indirect) | |
| Gutin, Boris, Michael | President | Sep 2020 (6y) | GP / trustee / elected manager of Alkeme Holdings, Llc (indirect) | |
| Rosandic, Anton | President | Sep 2020 (6y) | GP / trustee / elected manager of Alkeme Intermediary Holdings, Llc (indirect) | |
| Peter Westover Helms | Registered representative | Apr 2007 (19y) | ||
| Kurt Norman Gusinde | Registered representative | CFP CFA | Feb 2009 (17y) | |
| Christopher Paul Klein | Registered representative | CFP CFA | Jul 2020 (6y) | |
| Gary Lee Beveridge | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alkeme Intermediary Holdings, Llc | Managing Member | Oct 2020 | A | 75% or more |
| Alkeme Acquisition, Llc | Sole Member | Oct 2020 | B | ≈ 56.25% – 100% via Alkeme Intermediary Holdings, Llc |
| Alkeme Holdings, Llc | Sole Member | Oct 2020 | B | ≈ 42.19% – 100% via Alkeme Acquisition, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alkeme Acquisition, Llc: 75% – 100% of Alkeme Intermediary Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Alkeme Holdings, Llc: 75% – 100% of Alkeme Acquisition, Llc × 75% – 100% of Alkeme Intermediary Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.65 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $418M (100% of AUM) Mar 2026
- Transamerica Investors Securities Corporation $48.8M (13% of AUM) Feb 2024
- Transamerica Trust Company $32.2M (10% of AUM) Feb 2022
- Adp Broker Dealer, Inc. $29.0M (10% of AUM) Jun 2020
- Empower Retirement $8.5M (3% of AUM) Jun 2020
- John Hancock Distributors Llc $1.5M (1% of AUM) Jun 2020
- Voya Financial $1.3M (0% of AUM) Jun 2020
- Fidelity Brokerage Services $1.0M (0% of AUM) Jun 2020
- Principal Trust Company $567K (0% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗