Broadview Financial Management, Llc
- Regulatory AUM
- $699M
- Discretionary
- $699M
- Clients
- 269
- Avg AUM / client
- $2.6M
- Accounts
- 1,284
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 40 positions, $146,426,934)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Core Msci Eafe | ETF | $23,369,355 | 258,139 | 16.0% | 3.34% |
| 2 | Ishares S&P 500 Index | ETF | $15,231,549 | 23,318 | 10.4% | 2.18% |
| 3 | Vanguard Total Bond Market Etf | ETF | $11,188,273 | 151,932 | 7.64% | 1.6% |
| 4 | Ishares S&P 500 Value Etf | ETF | $10,972,086 | 51,963 | 7.49% | 1.57% |
| 5 | Ishares S&P 500 Growth Etf | ETF | $10,028,970 | 88,666 | 6.85% | 1.43% |
| 6 | Ishares S&P Mid Cap 400 Growth Etf | ETF | $9,328,925 | 92,714 | 6.37% | 1.33% |
| 7 | Ishares Core Msci Emerging Mkts | ETF | $8,182,240 | 117,308 | 5.59% | 1.17% |
| 8 | Vanguard Ftse Developed Markets Etf | ETF | $6,340,846 | 98,952 | 4.33% | 0.91% |
| 9 | Ishares S&P Midcap 400 Value Etf | ETF | $5,883,355 | 44,403 | 4.02% | 0.84% |
| 10 | Ishares Russell 1000 Value Etf | ETF | $4,950,848 | 23,171 | 3.38% | 0.71% |
| 11 | Ishares S&P Smallcap 600 Value Etf | ETF | $3,467,906 | 29,277 | 2.37% | 0.5% |
| 12 | Schwab U.S. Large Cap Growth Etf | ETF | $3,377,479 | 115,945 | 2.31% | 0.48% |
| 13 | Schwab U.S. Large Cap Etf | ETF | $3,188,301 | 124,349 | 2.18% | 0.46% |
| 14 | Ishares S&P Small Cap 600 Growth Etf | ETF | $2,768,346 | 19,130 | 1.89% | 0.4% |
| 15 | Schwab U.S. Large Cap Value Etf | ETF | $2,693,967 | 88,327 | 1.84% | 0.39% |
| 16 | Vanguard Reit Index Etf | ETF | $2,612,746 | 29,456 | 1.78% | 0.37% |
| 17 | Ishares Core S&P Mid Cap Etf | ETF | $2,401,684 | 35,565 | 1.64% | 0.34% |
| 18 | Ishares Russell 1000 Etf | ETF | $2,267,781 | 6,360 | 1.55% | 0.32% |
| 19 | Ishares Us Real Estate Etf | ETF | $1,994,324 | 21,091 | 1.36% | 0.29% |
| 20 | Ishares Russell 1000 Growth Etf | ETF | $1,799,814 | 4,221 | 1.23% | 0.26% |
| 21 | State Street Spdr S&P 400 Mid Cap Growth Etf | ETF | $1,565,334 | 16,312 | 1.07% | 0.22% |
| 22 | Ishares Russell Midcap Value Index | ETF | $1,520,619 | 10,434 | 1.04% | 0.22% |
| 23 | Ishares S&P Smallcap 600 Etf | ETF | $1,222,138 | 9,831 | 0.83% | 0.17% |
| 24 | Ishares Trust Core Msci Total Intl Stk Etf | ETF | $1,011,935 | 11,680 | 0.69% | 0.14% |
| 25 | Ishares Russell 2000 Etf | ETF | $950,750 | 3,834 | 0.65% | 0.14% |
Top 25 of 40 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 60 | $36.1M | 5.17% |
| High net worth individuals | 209 | $661M | 94.5% |
| Charitable organizations | Fewer than 5 clients | $2.1M | 0.3% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Paul Goihl | Owner & Manager | CFP | Aug 2009 (17y) | 25% – 50% |
| Joseph Banfay Dailey | Owner, Manager & Cio | CFP | Feb 2011 (16y) | 25% – 50% |
| Adam William Dodge | Owner & Manager | CFP | Jan 2012 (15y) | 10% – 25% |
| Amanda Hunn Taylor | Owner & Manager | CFP | Aug 2016 (10y) | 10% – 25% |
| Pingel, Angela, Lynne | Owner, Manager, General Counsel & Cco | Mar 2020 (6y) | 5% – 10% | |
| Lisa Eileen Dregne | Registered representative | CFP | Oct 2022 (4y) | |
| Nathan Turcotte | Registered representative | CFP | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $610M (87% of AUM) Mar 2026
- Charles Schwab & Co. $86.9M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗