Wakefield Asset Management, Lllp
- Regulatory AUM
- $454M
- Discretionary
- $454M
- Clients
- 201
- Avg AUM / client
- $2.3M
- Accounts
- 586
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 211 positions, $377,422,424)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | EAFE VALUE ETF | $16,969,719 | 228,241 | 4.5% | 3.74% |
| 2 | Ishares Tr | EAFE GRWTH ETF | $16,297,775 | 146,339 | 4.32% | 3.59% |
| 3 | Ishares Inc | CORE MSCI EMKT | $11,201,127 | 160,590 | 2.97% | 2.47% |
| 4 | Nvidia Corporation | COM | $6,162,773 | 35,337 | 1.63% | 1.36% |
| 5 | Jpmorgan Chase & Co | COM | $5,876,141 | 19,976 | 1.56% | 1.29% |
| 6 | Marathon Pete Corp | COM | $5,833,461 | 23,890 | 1.55% | 1.28% |
| 7 | Technipfmc Plc | COM | $5,564,881 | 80,495 | 1.47% | 1.23% |
| 8 | Schwab Strategic Tr | EMRG MKTEQ ETF | $5,503,573 | 167,028 | 1.46% | 1.21% |
| 9 | Schwab Strategic Tr | US AGGREGATE B | $4,993,075 | 215,033 | 1.32% | 1.1% |
| 10 | Rbc Bearings Inc | COM | $4,864,726 | 8,957 | 1.29% | 1.07% |
| 11 | Consolidated Edison Inc | COM | $4,754,919 | 42,012 | 1.26% | 1.05% |
| 12 | Newmont Corp | COM | $4,754,340 | 43,920 | 1.26% | 1.05% |
| 13 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $4,647,151 | 24,214 | 1.23% | 1.02% |
| 14 | Hasbro Inc | COM | $4,633,200 | 49,500 | 1.23% | 1.02% |
| 15 | Trane Technologies Plc | SHS | $4,628,732 | 11,107 | 1.23% | 1.02% |
| 16 | Alphabet Inc | CAP STK CL A | $4,590,608 | 15,964 | 1.22% | 1.01% |
| 17 | Vertiv Holdings Co | COM CL A | $4,490,895 | 17,922 | 1.19% | 0.99% |
| 18 | Alcoa Corp | COM | $4,443,514 | 66,991 | 1.18% | 0.98% |
| 19 | Aercap Holdings Nv | SHS | $4,437,636 | 32,349 | 1.18% | 0.98% |
| 20 | Lam Research Corp | COM NEW | $4,397,485 | 20,580 | 1.17% | 0.97% |
| 21 | Gilead Sciences Inc | COM | $4,300,959 | 30,860 | 1.14% | 0.95% |
| 22 | Amphenol Corp | CL A | $4,279,935 | 33,869 | 1.13% | 0.94% |
| 23 | Ishares Tr | CORE MSCI EAFE | $4,242,802 | 46,866 | 1.12% | 0.93% |
| 24 | Atmos Energy Corp | COM | $4,182,800 | 22,644 | 1.11% | 0.92% |
| 25 | Expedia Group Inc | COM NEW | $4,174,723 | 18,081 | 1.11% | 0.92% |
Top 25 of 211 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 103 | $49.1M | 10.8% |
| High net worth individuals | 85 | $267M | 58.8% |
| Pension and profit sharing plans | 3 | $8.4M | 1.85% |
| Charitable organizations | 2 | $701K | 0.15% |
| Corporations and other businesses | 8 | $129M | 28.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Moody Insurance Agency, Inc. 401(k) & Profit Sharing Plan Moody Insurance Agency, Inc. | 2024 | |
| Midwest Anesthesia Partners Llc 401(k) P/S Plan Midwest Anesthesia Partners Llc | 2024 | |
| H.F.I.A.W. Local No. 32 Pension Trust Fund Board Of Trustees H.F.I.A.W. Local No.32 Pension Trust Fund | 2024 | |
| Radiology Imaging Associates P.C. Profit Sharing Plan Radiology Imaging Associates P.C. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Geoffrey Todd Gervasini | Managing Partner, Chief Investment Officer | Dec 2006 (20y) | 75% or more | |
| Gregory J Brittain | Partner, Chief Compliance Officer | May 2015 (11y) | 5% – 10% | |
| Lance Eric Peterson | Registered representative | Dec 2021 (5y) | ||
| Nicholas Todd Gervasini | Registered representative | Mar 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wakefield Asset Management Corporation | General Partner | Dec 2006 | A | Less than 5% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Moody Insurance Agency, Inc. 401(k) & Profit Sharing Plan | Moody Insurance Agency, Inc. | 130 | $18.6M | 05/01/2024 |
| Midwest Anesthesia Partners Llc 401(k) P/S Plan | Midwest Anesthesia Partners Llc | 108 | $140M | 01/01/2024 |
| H.F.I.A.W. Local No. 32 Pension Trust Fund | Board Of Trustees H.F.I.A.W. Local No.32 Pension Trust Fund | 202 | $90.3M | 01/01/2024 |
| Radiology Imaging Associates P.C. Profit Sharing Plan | Radiology Imaging Associates P.C. | 499 | $150M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $339M (75% of AUM) Mar 2026
- Fidelity Brokerage Services $81.9M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗