Jersey Shore Financial Advisors Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 143748
· Tinton Falls, NJ
· WWW.JERSEYSHOREFA.COM
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ADV data as of Jun 26, 2026
- Regulatory AUM
- $32.7M
- Discretionary
- $30.8M
- Clients
- 40
- Avg AUM / client
- $818K
- Accounts
- 40
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $6.9M | 21.1% |
| High net worth individuals | 10 | $25.1M | 76.7% |
| Pension and profit sharing plans | 1 | $396K | 1.21% |
| Charitable organizations | 1 | $303K | 0.93% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Joseph Duffy | Registered representative | CFP | Jun 2007 (19y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Sei Investments Distribution Co. $17.8M (54% of AUM) Jun 2026
- Charles Schwab & Co. $9.4M (29% of AUM) Jun 2026
- Nationwide Life Insurance Company $1.3M (4% of AUM) Jun 2026
- Security Benefit $843K (3% of AUM) Jun 2026
- American Trust Retirement $340K (1% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗