Nelson Securities,Inc.
- Regulatory AUM
- $322M
- Discretionary
- $295M
- Clients
- 2,003
- Avg AUM / client
- $161K
- Accounts
- 2,006
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,996 | $319M | 99.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $829K | 0.26% |
| Charitable organizations | Fewer than 5 clients | $358K | 0.11% |
| Corporations and other businesses | 7 | $1.7M | 0.54% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donahue, Patrick Kevin | Treasurer, Cfo | Jun 1995 (31y) | Less than 5% | |
| Robert Owen Nelson | President, Ceo | May 2003 (23y) | 75% or more | |
| Gibson, Shyla Suzanne | Chief Compliance Officer | May 2017 (9y) | Less than 5% | |
| Arealous Clayton Earthman | Registered representative | Mar 1997 (29y) | ||
| David Allen Vose | Registered representative | Mar 1997 (29y) | ||
| Jeffery Scott Miller | Registered representative | May 2002 (24y) | ||
| Scott Patrick Newman | Registered representative | Sep 2002 (24y) | ||
| Enrique Maldonado Garcia | Registered representative | Jun 2003 (23y) | ||
| Steven Thomas Keller | Registered representative | Jun 2003 (23y) | ||
| Russell Raymond Price | Registered representative | Jan 2021 (6y) | ||
| Carmel Bequia Exum | Registered representative | Sep 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/21/2025 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $213M (78% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 09, 2026.
View current Form ADV (SEC/IAPD) ↗