Cauble & Harre Wealth Management, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 143812
· SEC file 801-70042
· St. Louis, MO
· www.linkedin.com
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ADV data as of Mar 20, 2026
- Regulatory AUM
- $301M
- Discretionary
- $301M
- Clients
- 106
- Avg AUM / client
- $2.8M
- Accounts
- 432
- Employees
- 4
AUM over time
$72.9M
$301M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 39 | $18.5M | 6.16% |
| High net worth individuals | 65 | $278M | 92.3% |
| Corporations and other businesses | 2 | $4.5M | 1.51% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Elizabeth Harre Cauble | President | CFP | Apr 2007 (19y) | 50% – 75% |
| Peter Beyerstedt Harre | Chief Investment Officer & Chief Compliance Officer | CFA | Apr 2007 (19y) | 50% – 75% |
| Kendall Marvin Young | Registered representative | CFP | Apr 2019 (7y) | |
| Brendan William Freeman | Registered representative | Apr 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 990 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Investments $213M (71% of AUM) Mar 2026
- Charles Schwab & Co. $62.1M (21% of AUM) Mar 2026
- U.S. Trust Company $23.0M (11% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗