Pathways Advisory Group, Inc.
- Regulatory AUM
- $388M
- Discretionary
- $0
- Clients
- 186
- Avg AUM / client
- $2.1M
- Accounts
- 1,013
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 87 | $68.6M | 17.6% |
| High net worth individuals | 99 | $320M | 82.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Valley Children's Hospital Defined Contribution Retirement Plan Valley Children's Hospital | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Williamson, David, Lee | President | Mar 2007 (19y) | 25% – 50% | |
| Jeffrey Scott Karst | Vice President | Jul 2011 (15y) | 25% – 50% | |
| Dustin Joseph Smith | Vice President | CFP | Jul 2011 (15y) | 25% – 50% |
| Swanson, Nicole, Leanne | Secretary, Chief Compliance Officer | Jan 2022 (5y) | 10% – 25% | |
| Whitney Suzanne Kelley | Registered representative | CFP | Oct 2020 (6y) | |
| Michelle Lyn Carter | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Mazman | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Valley Children's Hospital Defined Contribution Retirement Plan | Valley Children's Hospital | 3,806 | $612M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $298M (77% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗