Register Financial Advisors, Llc
- Regulatory AUM
- $488M
- Discretionary
- $395M
- Clients
- 433
- Avg AUM / client
- $1.1M
- Accounts
- 850
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 297 | $131M | 26.9% |
| High net worth individuals | 136 | $342M | 70.0% |
| Pension and profit sharing plans | Fewer than 5 | $7.8M | 1.6% |
| Corporations and other businesses | Fewer than 5 | $7.4M | 1.51% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Robert Register | Owner/Ceo | Apr 2007 (19y) | 50% – 75% | |
| Scott Edward Register | Chief Compliance Officer, President | Dec 2007 (19y) | 10% – 25% | |
| Andrew Scott May | Registered representative | CFP | Feb 2008 (18y) | |
| Blair Ian Rothstein | Registered representative | Jun 2008 (18y) | ||
| David Blake Pressly | Registered representative | Nov 2011 (15y) | ||
| Thomas Edward Corrigan | Registered representative | Feb 2012 (15y) | ||
| Charles M. Parker | Registered representative | Mar 2016 (10y) | ||
| Hafeez S Fazal | Registered representative | Nov 2018 (8y) | ||
| Gilbert Howard Bubis | Registered representative | Jan 2019 (8y) | ||
| Erin L Tatham | Registered representative | CFP | Mar 2020 (6y) | |
| Robin Marie Leahy | Registered representative | Oct 2020 (6y) | ||
| Ari Richard Dardik | Registered representative | Sep 2023 (3y) | ||
| Edward J Waits | Registered representative | Dec 2023 (3y) | ||
| Adam R Waller | Registered representative | Mar 2026 (0y) | ||
| Lydia Ann Gumina | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 1.09 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 04/06/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $447M (92% of AUM) Jul 2026
- Charles Schwab & Co. $41.4M (8% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗