Worthpointe, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 626
- Avg AUM / client
- $1.7M
- Accounts
- 1,703
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 389 | $141M | 13.3% |
| High net worth individuals | 233 | $870M | 82.3% |
| Pension and profit sharing plans | 2 | $12.0M | 1.14% |
| Charitable organizations | 1 | $460K | 0.04% |
| State or municipal government entities | 1 | $33.5M | 3.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| National Instruments 401(k) Plan National Instruments Corporation | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony George Ferreira | Wealth Manager | CFP | Jan 2003 (24y) | Less than 5% |
| Morgan Holton Smith | Wealth Manager | CFP | Aug 2010 (16y) | 5% – 10% |
| Scott William O'brien | Wealth Manager | CFP | Jun 2012 (14y) | Less than 5% |
| Brooksher Lee Morgan | Wealth Manager | CFP | May 2013 (13y) | Less than 5% |
| Christopher Paul Van Slyke | President | CFP | May 2013 (13y) | ≈ 18.75% – 50% via Worthhold, Inc |
| Blake, Allison, Brooke | Chief Operational Officer/Chief Compliance Officer | Jul 2014 (12y) | Less than 5% | |
| John Howes Chapman | Wealth Manager | CFP | Sep 2018 (8y) | 5% – 10% |
| Wilkinson, Richard, Dale | Wealth Manager | Dec 2018 (8y) | 5% – 10% | |
| Douglas Guy Bolles | Wealth Manager | Jan 2020 (7y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Worthhold, Inc | Holding Company | Dec 2021 | A | 25% – 50% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Paul Van Slyke: 75% – 100% of Worthhold, Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| National Instruments 401(k) Plan | National Instruments Corporation | 0 | $779M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SUB-ADVISER FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $962M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗