Signature Resources Capital Management, Llc
- Regulatory AUM
- $304M
- Discretionary
- $304M
- Clients
- 378
- Avg AUM / client
- $804K
- Accounts
- 891
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 276 | $82.1M | 27.0% |
| High net worth individuals | 90 | $205M | 67.3% |
| Pension and profit sharing plans | 12 | $14.5M | 4.79% |
| Corporations and other businesses | Fewer than 5 clients | $2.7M | 0.87% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Spins 401(k) Plan Spins Llc | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaltenbach, Gregory, Linn | Managing Member | May 2007 (19y) | 25% – 50% | |
| Mark Alan Mowrey | Chief Investment Officer (8/2016), Cco (3/2020) | CFA | Aug 2016 (10y) | 25% – 50% |
| Kaltenbach, Beverly, Ann | Managing Member | Feb 2020 (7y) | 25% – 50% | |
| Kevin Andrew Messenger | Registered representative | Jan 2011 (16y) | ||
| Aleksandar Glebov | Registered representative | Apr 2011 (15y) | ||
| Michelle N. Mai | Registered representative | Oct 2016 (10y) | ||
| Michael Adam Bornstein | Registered representative | May 2019 (7y) | ||
| Russtin Siadatian | Registered representative | Dec 2020 (6y) | ||
| Anthony Christopher Rossi | Registered representative | Dec 2022 (4y) | ||
| Andrew Steven Ficarra | Registered representative | Mar 2023 (3y) | ||
| Brian Joseph Henderson | Registered representative | CFA | Jun 2025 (1y) | |
| Simon Robert Goldin | Registered representative | CFP | Nov 2025 (1y) | |
| Alexander Aarian Lashkari | Registered representative | Nov 2025 (1y) | ||
| Richard W Tso | Registered representative | Nov 2025 (1y) | ||
| Joshua Lee Matyas | Registered representative | CFP | Dec 2025 (1y) | |
| Serena Elizabeth Nguyen | Registered representative | Jan 2026 (1y) | ||
| Samuel David Lee | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Spins 401(k) Plan | Spins Llc | 419 | $39.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $304M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗