Awm Financial Services Inc.
- Regulatory AUM
- $321M
- Discretionary
- $321M
- Clients
- 209
- Avg AUM / client
- $1.5M
- Accounts
- 2,700
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 158 | $240M | 74.8% |
| High net worth individuals | 42 | $74.1M | 23.1% |
| Other investment advisers | 4 | $3.5M | 1.1% |
| Corporations and other businesses | 5 | $3.2M | 1.01% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Ryan Wheless | Founder/Ceo/Cco | Jan 2008 (19y) | 75% or more | |
| Matthew Ian Stevenson | President | Jun 2016 (10y) | Less than 5% | |
| Ashton Colby Edwards | Registered representative | Jan 2026 (1y) | ||
| Colton John Miller | Registered representative | Jan 2026 (1y) | ||
| Jagger Michael Barrett | Registered representative | Jan 2026 (1y) | ||
| Justin W Napoleon | Registered representative | Jan 2026 (1y) | ||
| Matthew Austin Williams | Registered representative | Jan 2026 (1y) | ||
| Andrew Nicholas King | Registered representative | Mar 2026 (0y) | ||
| Joel Dalton Davis | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • ADMINISTRATIVE AND TECHNOLOGY FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $321M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗