Royal Fund Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 144434
· SEC file 801-77918
· Lady Lake, FL
· www.instagram.com
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ADV data as of Jul 07, 2026
- Regulatory AUM
- $1.6B
- Discretionary
- $1.5B
- Clients
- 4,966
- Avg AUM / client
- $314K
- Accounts
- 11,041
- Employees
- 93
AUM over time
$69.2M
$1.6B
Apr 1, 2013
Jul 7, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,565 | $1.2B | 77.3% |
| High net worth individuals | 375 | $333M | 21.4% |
| Charitable organizations | 3 | $127K | 0.01% |
| Corporations and other businesses | 23 | $21.5M | 1.38% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Accusoft Corporation 401(k) Plan Accusoft Corporation | 2024 |
People (83)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Royal Sorensen | Managing Member/Chief Executive Officer | Jun 2007 (19y) | 75% or more | |
| Maufroy, Stephanie | Chief Compliance Officer | Jun 2020 (6y) | Less than 5% | |
| David A. Latch | Registered representative | CFP | Apr 2013 (13y) | |
| Richard Gordon Easterbrook | Registered representative | CFP | Apr 2013 (13y) | |
| Craig Richard Cassidy | Registered representative | May 2013 (13y) | ||
| John William Stephens | Registered representative | May 2013 (13y) | ||
| Keith Bradley Hawk | Registered representative | May 2013 (13y) | ||
| Vicki Lynn Monaco | Registered representative | May 2013 (13y) | ||
| Joseph Hunter Von Unschuld | Registered representative | May 2013 (13y) | ||
| Luther Harrison Wrenn | Registered representative | May 2013 (13y) | ||
| Harlan Harold Hogrefe | Registered representative | May 2013 (13y) | ||
| Jo Ann Emerick Holst | Registered representative | CFP | May 2013 (13y) | |
| Robert James Norris | Registered representative | May 2013 (13y) | ||
| Daniel William Johnson | Registered representative | May 2013 (13y) | ||
| Michael John Conway | Registered representative | Jun 2013 (13y) | ||
| James Laurence Clifford | Registered representative | Jun 2013 (13y) | ||
| Scott Edward Heather | Registered representative | Jun 2013 (13y) | ||
| Kevin Robert Wingert | Registered representative | Jul 2013 (13y) | ||
| Robert Joseph Davis | Registered representative | Jul 2013 (13y) | ||
| John Stephens Thoma | Registered representative | Aug 2013 (13y) | ||
| Kimball Thomas Kistler | Registered representative | Aug 2013 (13y) | ||
| Sidney Reese Smith | Registered representative | Dec 2013 (13y) | ||
| John Lawrence Mills | Registered representative | Feb 2014 (13y) | ||
| Liliana Delara | Registered representative | Feb 2014 (12y) | ||
| John Robert Link | Registered representative | Chartered Financial Consultant | Feb 2014 (12y) | |
| Millard Scott Norris | Registered representative | Mar 2014 (12y) | ||
| Bradley Ronald Gerberding | Registered representative | May 2014 (12y) | ||
| Colette Holst Snyder | Registered representative | CFP | Sep 2014 (12y) | |
| Alan Wayne Olson | Registered representative | Oct 2014 (12y) | ||
| Joseph Ray Faulk | Registered representative | Jan 2015 (12y) | ||
| Kelley Coffey Pyles | Registered representative | CFP | Feb 2015 (11y) | |
| Donald John Breuker | Registered representative | Jun 2015 (11y) | ||
| Dharam Paul Kalra | Registered representative | CFP Chartered Financial Consultant | Jul 2015 (11y) | |
| William Rocco Foley | Registered representative | Aug 2015 (11y) | ||
| George Andrew Watson | Registered representative | Sep 2015 (11y) | ||
| Owen Thomas Edwards | Registered representative | Oct 2015 (11y) | ||
| John Azar Zakar | Registered representative | Nov 2015 (11y) | ||
| Neil Andrew Higger | Registered representative | Nov 2015 (11y) | ||
| Matthew Thomas Jackson | Registered representative | Dec 2015 (11y) | ||
| Mark R Triplett | Registered representative | Jan 2016 (11y) | ||
| Michael Kenneth Budnick | Registered representative | Mar 2016 (10y) | ||
| Aaron Taylor Hawks | Registered representative | Apr 2016 (10y) | ||
| Richard Allen Anderson | Registered representative | Apr 2016 (10y) | ||
| Russell Raimund Wagner | Registered representative | Apr 2016 (10y) | ||
| Richard Lynn Nester | Registered representative | May 2016 (10y) | ||
| Kevin Carl Wingert | Registered representative | May 2016 (10y) | ||
| Chuanqi Wang | Registered representative | Aug 2016 (10y) | ||
| Bryan Douglas Baca | Registered representative | Dec 2016 (10y) | ||
| Clement Curtis Brandenburg | Registered representative | Mar 2017 (9y) | ||
| Gregory William Rieckhoff | Registered representative | Sep 2017 (9y) | ||
| Michael Victor Berlau | Registered representative | Nov 2017 (9y) | ||
| Todd Michael Ehret | Registered representative | Dec 2017 (9y) | ||
| Paul Michael Fokken | Registered representative | Oct 2018 (8y) | ||
| Frederick Dean Wright | Registered representative | Nov 2018 (8y) | ||
| Bernard Aloysius Nienberg | Registered representative | Chartered Financial Consultant | Dec 2018 (8y) | |
| Bryan Keith Daly | Registered representative | CFP | Dec 2018 (8y) | |
| Kevin John Schneider | Registered representative | Dec 2018 (8y) | ||
| Gabriel James Fransen | Registered representative | Mar 2019 (7y) | ||
| Lincoln Earl Mcrae | Registered representative | Apr 2019 (7y) | ||
| Patricia Ann Frederiksen | Registered representative | Jun 2019 (7y) | ||
| Claude Thomas Corbett | Registered representative | Feb 2020 (6y) | ||
| John Wirth Lawrence | Registered representative | Aug 2020 (6y) | ||
| David Louis Martin | Registered representative | CFP | Sep 2020 (6y) | |
| Briley Dalton Baca | Registered representative | CFP | Sep 2020 (6y) | |
| Harry Earl Coussou | Registered representative | Jun 2021 (5y) | ||
| Jonathan Louis Jung | Registered representative | Sep 2021 (5y) | ||
| Hunter Henry Von Unschuld | Registered representative | Oct 2021 (5y) | ||
| Judith Mary Carlson | Registered representative | Jan 2022 (5y) | ||
| Nicklos Karl Naseman | Registered representative | Feb 2023 (3y) | ||
| Barth Howard Frankenberry | Registered representative | Sep 2023 (3y) | ||
| Virginia Schlosser | Registered representative | Sep 2023 (3y) | ||
| Andres Rene Rodriguez | Registered representative | Mar 2024 (2y) | ||
| Sean Kimball Clark | Registered representative | May 2024 (2y) | ||
| Camden Andrew Sprouse | Registered representative | Aug 2024 (2y) | ||
| Brady Tyler Nelson | Registered representative | Jan 2025 (2y) | ||
| Charles Triana | Registered representative | Jan 2025 (2y) | ||
| Shelli Jo Richardson | Registered representative | May 2025 (1y) | ||
| Terry Lee Tyler | Registered representative | Jun 2025 (1y) | ||
| Jake Everett Stephens | Registered representative | Jul 2025 (1y) | ||
| Alan Edward Kuzma | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Robin Michael Slaughter | Registered representative | CFP | Jan 2026 (1y) | |
| Neal Gordon Huffman | Registered representative | Mar 2026 (0y) | ||
| Jamie Lamson | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Accusoft Corporation 401(k) Plan | Accusoft Corporation | 127 | $17.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 2.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (88% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗