Preisz Associates, Inc.
- Regulatory AUM
- $702M
- Discretionary
- $410M
- Clients
- 346
- Avg AUM / client
- $2.0M
- Accounts
- 352
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 195 | $61.2M | 8.73% |
| High net worth individuals | 49 | $93.0M | 13.3% |
| Pension and profit sharing plans | 102 | $547M | 78.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Dolan Enterprises 401(k) Profit Sharing Plan Dolan Northwest, Llc | 2024 | |
| Epsm Llc. 401(k) Retirement Plan Epsm Llc Dba Qpd | 2024 | |
| Oncology Associates Of Oregon, P. C. Cash Balance Plan Oncology Associates Of Oregon, P.C. | 2024 | |
| Protocall Services, Inc. 401(k) Retirement Plan Protocall Services, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Allen Preisz | President | CFP | Jun 2000 (26y) | 50% – 75% |
| Thomas Leland Davenport | Chief Investment Officer, Shareholder | CFA | Feb 2013 (13y) | 10% – 25% |
| William Allen Preisz | Cco/Director, Retirement Plan Services, Shareholder | Dec 2018 (8y) | 10% – 25% | |
| Carol Quillian Bethune | Registered representative | CFP | Jun 2007 (19y) | |
| Robert Collins Beswick | Registered representative | CFP Chartered Financial Consultant | Apr 2010 (16y) | |
| Geoffrey Denison Laroche | Registered representative | CFP | Feb 2013 (13y) | |
| Christa Whitman | Registered representative | Jan 2025 (2y) | ||
| Jason David Tanz | Registered representative | Apr 2025 (1y) | ||
| William Robert Sample | Registered representative | CFP | Sep 2025 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Dolan Enterprises 401(k) Profit Sharing Plan | Dolan Northwest, Llc | 199 | $22.5M | 01/01/2024 |
| Epsm Llc. 401(k) Retirement Plan | Epsm Llc Dba Qpd | 122 | $3.9M | 01/01/2024 |
| Oncology Associates Of Oregon, P. C. Cash Balance Plan | Oncology Associates Of Oregon, P.C. | 131 | $14.3M | 01/01/2024 |
| Protocall Services, Inc. 401(k) Retirement Plan | Protocall Services, Inc. | 310 | $8.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $143M (20% of AUM) Mar 2026
- Empower Financial Services, Inc. $141M (20% of AUM) Mar 2026
- Gwfs Equities, Inc. $118M (21% of AUM) Mar 2022
- John Hancock Investment Management Distributors Llc $107M (15% of AUM) Mar 2026
- John Hancock Distributors Llc $95.4M (23% of AUM) Feb 2021
- Great West Retirement Services $90.0M (21% of AUM) Feb 2021
- The Standard $62.9M (9% of AUM) Mar 2026
- Transamerica Investors Securities Corporation $50.6M (12% of AUM) Mar 2019
- Stancorp Equities, Inc. $50.5M (11% of AUM) May 2023
- Northwest Plan Services, Inc. $41.8M (10% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗