Nicholas Hoffman & Company, Llc
- Regulatory AUM
- $8.3B
- Discretionary
- $6.6B
- Clients
- 409
- Avg AUM / client
- $20.2M
- Accounts
- 2,233
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $49.0M | 0.59% |
| High net worth individuals | 285 | $7.8B | 94.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $25.0M | 0.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.5M | 0.04% |
| Charitable organizations | 9 | $410M | 4.97% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| King & Spalding Llp Profit Sharing 401(k) Plan King & Spalding Llp | 2024 | |
| Radiology Partners, Inc. Partner Plan Radiology Partners, Inc. | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas John Hoffman | Managing Member | Aug 2007 (19y) | 50% – 75% | |
| Alexander Carl Gambrell | Member | Apr 2010 (16y) | 5% – 10% | |
| Hoffman, Elizabeth, Foote | Trustee | Jan 2016 (11y) | GP / trustee / elected manager of Nicholas John Hoffman Trust (indirect) | |
| Rushton, Richard, Nmi | Chief Compliance Officer, Chief Operating Officer | Dec 2019 (7y) | Less than 5% | |
| Eleanor Diane Quarles | Registered representative | Nov 2008 (18y) | ||
| Gary Bradford Martin | Registered representative | CFA | Sep 2009 (17y) | |
| Cameron Ross Simonds | Registered representative | Oct 2011 (15y) | ||
| Lloyd Bertrand Flood | Registered representative | CFA | Nov 2017 (9y) | |
| Jeffrey Scott Buck | Registered representative | CFA | Dec 2021 (5y) | |
| Carey Stallings Blakley | Registered representative | CFA | Dec 2021 (5y) | |
| Nirvanna Silva Novelo | Registered representative | CFP | Mar 2024 (2y) | |
| Aaron Frederick Jeffries | Registered representative | Mar 2025 (1y) | ||
| Brian Camilo Quintana Guzman | Registered representative | Mar 2025 (1y) | ||
| Cole William Kliphouse | Registered representative | Aug 2025 (1y) | ||
| Russell Eugene Wood | Registered representative | CFP | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nicholas John Hoffman Trust | Member | Jan 2016 | A | 10% – 25% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| King & Spalding Llp Profit Sharing 401(k) Plan | King & Spalding Llp | 2,071 | $1.3B | 01/01/2024 |
| Radiology Partners, Inc. Partner Plan | Radiology Partners, Inc. | 1,428 | $1.0B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $6.4B (78% of AUM) Jul 2026
- National Financial Services (Fidelity) $1.1B (15% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗