Optimal Capital Advisors, Llc
- Regulatory AUM
- $120M
- Discretionary
- $120M
- Clients
- 131
- Avg AUM / client
- $916K
- Accounts
- 223
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 102 | $21.5M | 17.9% |
| High net worth individuals | 25 | $92.8M | 77.4% |
| Pension and profit sharing plans | 1 | $342K | 0.29% |
| Charitable organizations | 3 | $5.3M | 4.43% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $71.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Optimal Sic 6 X9, Llc | Private Equity Fund | Michigan | $34.1M | 41 |
| Optimal Mcap Fund Ii, Llc | Real Estate Fund | Michigan | $9.3M | 26 |
| Optimal Sm Capital Fund I, Llc feeder | Other Private Fund | Michigan | $9.1M | 22 |
| Optimal Health Advocates Fund | Private Equity Fund | Michigan | $7.5M | 37 |
| Optimal Sic 6 X9 Cvt Note Llc | Private Equity Fund | Michigan | $3.8M | 14 |
| Osaas Vizi, Llc | Private Equity Fund | Michigan | $3.4M | 34 |
| Optimal Sic 6 X9 B3 Pfd, Llc | Private Equity Fund | Michigan | $2.5M | 20 |
| Optimal Access I | Other Private Fund | Michigan | $1.3M | 17 |
| Oha Sp Iv, Llc | Private Equity Fund | Michigan | $751K | 18 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Patrick Batcha Iii | Principal/ Chief Compliance Officer | Apr 2006 (20y) | 50% – 75% | |
| Isaac J Russell | Registered representative | Dec 2024 (2y) |
Undisclosed: 25% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $71.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Optimal Sic 6 X9, Llc | Private Equity Fund | $34.1M | $50.0K | 41 |
| Optimal Mcap Fund Ii, Llc | Real Estate Fund | $9.3M | $50.0K | 26 |
| Optimal Sm Capital Fund I, Llc | Other Private Fund | $9.1M | $100K | 22 |
| Optimal Health Advocates Fund | Private Equity Fund | $7.5M | $50.0K | 37 |
| Optimal Sic 6 X9 Cvt Note Llc | Private Equity Fund | $3.8M | $10.0K | 14 |
| Osaas Vizi, Llc | Private Equity Fund | $3.4M | $50.0K | 34 |
| Optimal Sic 6 X9 B3 Pfd, Llc | Private Equity Fund | $2.5M | $25.0K | 20 |
| Optimal Access I | Other Private Fund | $1.3M | $50.0K | 17 |
| Oha Sp Iv, Llc | Private Equity Fund | $751K | $4.8K | 18 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Inspira Financial $84.3M (70% of AUM) Mar 2026
- Millennium Trust Company, Llc $72.1M (63% of AUM) Dec 2023
- National Financial Services (Fidelity) $33.7M (30% of AUM) Dec 2022
- Fidelity Brokerage Services $18.0M (15% of AUM) Mar 2026
- Interactive Brokers $6.8M (6% of AUM) Dec 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗