II
Itau International Securities Inc.
State-registered
Broker-Dealer (Dually Registered) · Boutique (under $100M)
CRD 144769
· SEC file 801-112301
· Miami, FL
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $48.0M
- Discretionary
- $0
- Clients
- 34
- Avg AUM / client
- $1.4M
- Accounts
- 34
- Employees
- 33
AUM over time
$0
$154M
Dec 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $19.9M | 41.4% |
| High net worth individuals | 18 | $7.9M | 16.5% |
| Corporations and other businesses | 11 | $20.2M | 42.1% |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Constantini, Carlos Fernando Rossi | Director | Jan 2017 (10y) | Less than 5% | |
| Gaitan, Sara Catalina | Chief Compliance Officer And Anti Money Laundering Compliance Officer | Jun 2017 (9y) | Less than 5% | |
| Gustavo Fraga Abrunhosa | Senior Sales Trader | Mar 2018 (8y) | Less than 5% | |
| Beyruti, Fernando Mattar | Director And Chairman | Jan 2019 (8y) | Less than 5% | |
| Ribeiro De Avila, Danilo Junior | Head Of Operations | Aug 2019 (7y) | Less than 5% | |
| Aagesen, Marcelo | Officer | Oct 2019 (7y) | Less than 5% | |
| Alberto Satoshi Tani | Head Trader | CFA | Nov 2019 (7y) | Less than 5% |
| Glynn, Michael Gerard | Chief Financial Officer, Finop/Principal Financial Officer | Sep 2021 (5y) | Less than 5% | |
| Martins, Roberto Rodrigues | Director And Head Of Global Wealth Solutions International | Sep 2021 (5y) | Less than 5% | |
| Vergara, Paul A | Executive Representative And Head Of Business Solutions | Oct 2021 (5y) | Less than 5% | |
| Maria Ligia Arbelaez | Registered representative | Mar 2018 (8y) | ||
| Carlos Alberto Darino Lopez | Registered representative | CFA | Mar 2018 (8y) | |
| Alejandro Miguel Santos | Registered representative | CFA | Apr 2018 (8y) | |
| Ana Claudia J Silva | Registered representative | Apr 2018 (8y) | ||
| Edward Chip Warner | Registered representative | Oct 2018 (8y) | ||
| Pedro De Camargo Junior | Registered representative | Feb 2019 (7y) | ||
| Marcio Brito De Lima | Registered representative | CFA | Feb 2019 (7y) | |
| David Salomon Cardenas | Registered representative | May 2019 (7y) | ||
| Joao Paulo De Abreu Rodrigues | Registered representative | CFA | Dec 2019 (7y) | |
| Oswaldo Daniel Abreu | Registered representative | Aug 2021 (5y) | ||
| Klaus Spielkamp | Registered representative | Apr 2024 (2y) | ||
| Carlos A Ferreira | Registered representative | Aug 2024 (2y) | ||
| Andre Dias Cardoso | Registered representative | Jul 2025 (1y) | ||
| Pablo Morgades Romero | Registered representative | Jul 2025 (1y) | ||
| Michel Pulido | Registered representative | Jun 2026 (0y) | ||
| Yuri Iwenicki Manela | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Itau Bba International Plc | Direct Owner | Feb 2013 | A | 75% or more |
| Itb Holding Brasil Participacoes Ltda. | Indirect Owner | Nov 2018 | B | ≈ 56.25% – 100% via Itau Bba International Plc |
| Itau Unibanco Holding S.A. | Indirect Owner | Nov 2008 | B | ≈ 31.64% – 100% via Itau Unibanco S.A. |
| Itau Unibanco S.A. | Indirect Owner | Nov 2008 | B | ≈ 42.19% – 100% via Itb Holding Brasil Participacoes Ltda. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Itb Holding Brasil Participacoes Ltda.: 75% – 100% of Itau Bba International Plc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Itau Unibanco Holding S.A.: 75% – 100% of Itau Unibanco S.A. × 75% – 100% of Itb Holding Brasil Participacoes Ltda. × 75% – 100% of Itau Bba International Plc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Itau Unibanco S.A.: 75% – 100% of Itb Holding Brasil Participacoes Ltda. × 75% – 100% of Itau Bba International Plc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 2.78 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.E(2)
as of Mar 30, 2022
Status: Final
Regulatory · Item 11.E(2)
as of Mar 30, 2022
Status: Final
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Banco Itau International $57.1M (37% of AUM) Nov 2021
- UBS $28.3M (59% of AUM) Mar 2026
- Goldman Sachs $6.9M (14% of AUM) Mar 2026
- Merrill Lynch $6.0M (12% of AUM) Mar 2026
- Pershing $5.4M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗