Addison Capital, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $823M
- Clients
- 285
- Avg AUM / client
- $3.9M
- Accounts
- 615
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 112 | $31.4M | 2.8% |
| High net worth individuals | 137 | $508M | 45.2% |
| Banking or thrift institutions | 2 | $301M | 26.7% |
| Pension and profit sharing plans | 7 | $55.1M | 4.91% |
| Charitable organizations | 19 | $57.7M | 5.13% |
| State or municipal government entities | 2 | $146M | 13.0% |
| Corporations and other businesses | 6 | $25.4M | 2.26% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Alan Church | Ceo | Aug 2007 (19y) | ≈ 56.25% – 100% via Addison Capital Holdings, Llc | |
| Steven Richard Benjamin | Cco, Evp, Partner | CFA | Feb 2022 (4y) | Less than 5% |
| Morgan Carter Frees | Registered representative | Dec 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Addison Capital Holdings, Llc | Owner | Oct 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael Alan Church: 75% – 100% of Addison Capital Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE ALLEGATION THAT ADDISON CAPITAL EMPLOYED AN UNREGISTERED INVESTMENT ADVISOR REPRESENTATIVE WAS DUE TO AN ADMINISTRATIVE OVERSIGHT. ADDISON CAPITAL EMPLOYED AN INVESTMENT ADVISOR REPRESENTATIVE WHO HAD AN INCORRECTLY FILED REGISTRATION AT A PRIOR EMPLOYER. THE EMPLOYEE PREVIOUSLY PASSED ALL RELEVANT EXAMINATIONS AND REQUIREMENTS FOR REGISTRATION AT THE PRIOR FIRM, WITH THE EXCEPTION OF A FORM U-10 BEING FILED INSTEAD OF A FORM U-4. THE PRIOR REGISTRATION ERROR CARRIED OVER TO ADDISON CAPITAL. ADDISON CAPITAL IMMEDIATELY SELF REPORTED THE INCORRECT U-4 FILING TO THE STATE OF PENNSYLVANIA UPON ITS DISCOVERY AND TOOK CORRECTIVE ACTION. Status: Final Sanction Detail: TOTAL AMOUNT OF ADMINISTRATIVE ASSESSMENT WAS 175000 Summary: ADDISON CAPITAL WAS ORDERED TO COMPLY WITH THE 1972 ACT AND THE REGULATIONS ADOPTED BY THE COMMISSION. THE ADMINISTRATIVE ISSUE HAS BEEN RESOLVED, NOTHING REMAINS PENDING. THE ASSESSMENT WAS ORDERED ON 2/22/2016 AND WAS PAID IN FULL BY 8/16/2016
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $823M (73% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗