Summit Financial Advisors, Inc.
- Regulatory AUM
- $233M
- Discretionary
- $231M
- Clients
- 139
- Avg AUM / client
- $1.7M
- Accounts
- 417
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 91 | $24.1M | 10.4% |
| High net worth individuals | 47 | $207M | 89.0% |
| Other | 1 | $1.5M | 0.67% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ellen Marie Weed | Vice President | CFP | Jul 2007 (19y) | 10% – 25% |
| Peter Benjamin Miller | Vice President/Secretary/Treasurer | CFP | Jul 2007 (19y) | 10% – 25% |
| Roger Lowell Miller | President | CFP | Jul 2007 (19y) | 50% – 75% |
| Matthew Allen Weed | Chief Compliance Officer | CFP CFA | Aug 2015 (11y) | Less than 5% |
| Dennis Paul Vitori | Registered representative | Dec 2007 (19y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/09/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO FILE AND DISTRIBUTE FORM CRS IN A TIMELY MANNER. Status: Final Sanction Detail: $25,000 MONETARY PENALTY PAID 07/28/2021. Summary: SUMMIT FINANCIAL ADVISORS DID NOT FILE FORM CRS BY THE 6/30/2020 DEADLINE. SUMMIT DID NOT DISTRIBUTE FORM CRS TO EXISTING CLIENTS BY THE 7/31/2020 DEADLINE AND DID NOT ADD FORM CRS TO ITS WEBSITE BY 6/30/2020. SUMMIT DID NOT COMPLY TO THE ABOVE REQUIREMENTS UNTIL 3/26/2021.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.1M (0% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2026.
View current Form ADV (SEC/IAPD) ↗