Sfam, Llc
- Regulatory AUM
- $897M
- Discretionary
- $897M
- Clients
- 514
- Avg AUM / client
- $1.7M
- Accounts
- 961
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Investments (13F portfolio — 269 positions, $107,819,764)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Large Cap | LARGE CAP ETF | $25,815,248 | 86,382 | 23.9% | 2.88% |
| 2 | I Shares Core Us Bond | CORE US AGGBD ET | $13,572,921 | 136,727 | 12.6% | 1.51% |
| 3 | I Shares Russell 2500 | RUSEL 2500 ETF | $13,407,640 | 175,608 | 12.4% | 1.5% |
| 4 | I Shares Dividend Growth | CORE DIV GRWTH | $9,863,865 | 140,551 | 9.15% | 1.1% |
| 5 | Spdr S&P 500 Growth Fund | STATE STREET SPD | $8,474,030 | 86,549 | 7.86% | 0.95% |
| 6 | Vanguard Short Term Bond | SHORT TRM BOND | $6,432,241 | 82,033 | 5.97% | 0.72% |
| 7 | Vanguard Growth | GROWTH ETF | $2,977,728 | 6,817 | 2.76% | 0.33% |
| 8 | Vanguard Value | VALUE ETF | $2,620,855 | 13,358 | 2.43% | 0.29% |
| 9 | Vaneck Vectors Fallen | FALLEN ANGEL HG | $2,556,409 | 89,011 | 2.37% | 0.29% |
| 10 | I Shares Short Term Muni | SHRT NAT MUN ETF | $1,766,356 | 16,585 | 1.64% | 0.2% |
| 11 | Ishares Cohen & Steers Realty Majors | SELECT US REIT | $1,286,877 | 20,793 | 1.19% | 0.14% |
| 12 | Apple Inc | COM | $1,194,985 | 4,709 | 1.11% | 0.13% |
| 13 | Vanguard S&P 500 Etf | S&P 500 ETF SHS | $820,108 | 1,372 | 0.76% | 0.09% |
| 14 | Lilly Eli & Company | COM | $668,673 | 727 | 0.62% | 0.07% |
| 15 | State Street S&P 500 Etf | TR UNIT | $617,173 | 949 | 0.57% | 0.07% |
| 16 | Microsoft Corp | COM | $596,609 | 1,612 | 0.55% | 0.07% |
| 17 | I Shares S&P 500 Etf | CORE S&P500 ETF | $591,155 | 905 | 0.55% | 0.07% |
| 18 | Ishares Russell Midcap Index | RUS MID CAP ETF | $587,272 | 6,040 | 0.54% | 0.07% |
| 19 | I Shares Core S&P Small Cap Etf | CORE S&P SCP ETF | $558,891 | 4,496 | 0.52% | 0.06% |
| 20 | Google Inc. Class A | COM | $534,862 | 1,860 | 0.5% | 0.06% |
| 21 | I Shares Core Msci Total International | CORE MSCI TOTAL | $514,295 | 5,936 | 0.48% | 0.06% |
| 22 | I Shares Ultra Short Term | ULTRA SHORT DUR | $419,132 | 8,280 | 0.39% | 0.05% |
| 23 | Amphenol Corp Cl A | COM | $404,320 | 3,200 | 0.38% | 0.05% |
| 24 | Ishares S&P 500 Growth | S&P 500 GRWT ETF | $351,772 | 3,110 | 0.33% | 0.04% |
| 25 | Jp Morgan Market Expansion Etf | SMALL & MID CAP | $348,539 | 5,220 | 0.32% | 0.04% |
Top 25 of 269 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 203 | $62.9M | 7.02% |
| High net worth individuals | 50 | $124M | 13.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $12.2M | 1.36% |
| Charitable organizations | 7 | $6.2M | 0.69% |
| State or municipal government entities | 239 | $683M | 76.1% |
| Other | 15 | $8.8M | 0.98% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Joseph Falduto | Member | Aug 2007 (19y) | 50% – 75% | |
| Thomas Samuel Sawyer | Member/Chief Compliance Officer | Aug 2007 (19y) | 50% – 75% | |
| Jacob Rothwell Walters | Registered representative | CFA | Sep 2016 (10y) | |
| Edward James Lavin | Registered representative | CFA | Sep 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $897M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗