Peak American Investment Advisors, Inc.
- Regulatory AUM
- $162M
- Discretionary
- $162M
- Clients
- 329
- Avg AUM / client
- $493K
- Accounts
- 700
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 296 | $91.0M | 56.1% |
| High net worth individuals | 33 | $71.1M | 43.9% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Clifford Bassett | Registered representative | Jan 2015 (12y) | ||
| Matthew Wade Mcintyre | Registered representative | Sep 2018 (8y) | ||
| Lori Anne Dunn | Registered representative | Jan 2020 (7y) | ||
| Robert Scott Williams | Registered representative | Aug 2020 (6y) | ||
| John Stephen Gacesa | Registered representative | Apr 2021 (5y) | ||
| John Douglas Congdon | Registered representative | Aug 2022 (4y) | ||
| Robert Douglas Blair | Registered representative | CFP | Feb 2025 (2y) | |
| Scott Matthew Schwitzer | Registered representative | Mar 2025 (2y) | ||
| Austin Lyndon Garron | Registered representative | Aug 2025 (1y) | ||
| Luke Gordon Schlenker | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 976 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $127M (85% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 08, 2026.
View current Form ADV (SEC/IAPD) ↗