Hardy & Hardy Co Llc
- Regulatory AUM
- $269M
- Discretionary
- $0
- Clients
- 272
- Avg AUM / client
- $990K
- Accounts
- 272
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jan 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 89 | $88.2M | 32.7% |
| High net worth individuals | 154 | $153M | 56.6% |
| Pension and profit sharing plans | 29 | $28.7M | 10.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Northwest Ohio Orthopedics & Sports Medicine 401(k) Profit Sharing Plan Northwest Ohio Orthopedics And Sports Medicine, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Owen Hardy | Chief Compliance Officer | Aug 2007 (19y) | 25% – 50% | |
| Scott Richard Jensen | Managing Partner | Aug 2008 (18y) | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Northwest Ohio Orthopedics & Sports Medicine 401(k) Profit Sharing Plan | Northwest Ohio Orthopedics And Sports Medicine, Inc. | 149 | $18.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/05/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $134M (50% of AUM) Jan 2026
- Aegon Usa Securities, Inc. $49.5M (18% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 05, 2026.
View current Form ADV (SEC/IAPD) ↗