Westchester Wealth Advisors, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 145114
· Rye Brook, NY
· WWW.WESTADV.NET
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ADV data as of Nov 15, 2023
- Regulatory AUM
- $4.1M
- Discretionary
- $4.1M
- Clients
- 17
- Avg AUM / client
- $243K
- Accounts
- 34
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $4.1M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/15/2023 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 15, 2023.
View current Form ADV (SEC/IAPD) ↗