Wealthtrust Axiom, Llc
- Regulatory AUM
- $900M
- Discretionary
- $698M
- Clients
- 589
- Avg AUM / client
- $1.5M
- Accounts
- 614
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 354 | $801M | 89.0% |
| High net worth individuals | 225 | $92.5M | 10.3% |
| Pension and profit sharing plans | 10 | $6.3M | 0.71% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Loreaux, Robert, William | Executive Vice President | Oct 2007 (19y) | 10% – 25% | |
| Matt, Albert, Chapel | President/Managing Director | Oct 2007 (19y) | 10% – 25% | |
| Michael Campbell Heaberg | Chief Executive Officer | Oct 2007 (19y) | 10% – 25% | |
| Craig Alan Rose | Managing Director | Dec 2007 (19y) | Less than 5% | |
| David Joseph Webster | Chief Compliance Officer | Feb 2014 (12y) | Less than 5% | |
| Berg, Daniel, Jeremy | Director Of Finance | Mar 2019 (7y) | Less than 5% | |
| Boyle, John, Thomas | Title Principal | Sep 2021 (5y) | Less than 5% | |
| Jacob Greer Cohen | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wealthtrust Llc | Owner | Sep 2007 | A | 50% – 75% |
| Hightower Holding Llc | Owner | May 2017 | B | ≈ 37.5% – 75% via Wealthtrust Llc |
| Thl Equity Fund Vii Investors Llc | Owner | Jan 2018 | B | ≈ 18.75% – 56.25% via Hightower Holding Llc |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hightower Holding Llc: 75% – 100% of Wealthtrust Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Thl Equity Fund Vii Investors Llc: 50% – 75% of Hightower Holding Llc × 75% – 100% of Wealthtrust Llc × 50% – 75% direct ≈ 18.75% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.77 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗