AUMdb

Trident Advisors Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 145231 · Woodbury, NY · WWW.http
☆ Save with Pro ADV data as of Jun 09, 2026
Regulatory AUM
$15.8M
Discretionary
$0
Clients
40
Avg AUM / client
$396K
Accounts
40
Employees
6

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 40 $15.8M 100.0%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Edward Patrick Flynn Registered representative Mar 2009 (17y)
Richard Webster Kidd Registered representative Dec 2016 (10y)
Gabriel Gerard Tessar Registered representative Feb 2019 (7y)
Robert John Demelfi Registered representative Feb 2019 (7y)
Justin Beer Weintraub Registered representative Apr 2021 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/09/2026 2.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management
  • Other fees
  • RECEIVE A PORTION OF WRAP FEE PAID TO THIRD PARTY ADVISORS

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

  • RBC $5.7M (36% of AUM) Jun 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2026.

View current Form ADV (SEC/IAPD) ↗