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Wealth Manager · Small ($100M–$1B)
CRD 145458
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ADV data as of Feb 10, 2025
- Regulatory AUM
- $188M
- Discretionary
- $188M
- Clients
- 219
- Avg AUM / client
- $857K
- Accounts
- 602
- Employees
- 2
AUM over time
$113M
$188M
Feb 15, 2019
Feb 10, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 10, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 177 | $44.8M | 23.9% |
| High net worth individuals | 42 | $143M | 76.1% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $188M (100% of AUM) Feb 2025
- National Financial Services (Fidelity) $31.0M (17% of AUM) Jul 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2025.