Sfe Investment Counsel Inc.
- Regulatory AUM
- $748M
- Discretionary
- $728M
- Clients
- 894
- Avg AUM / client
- $837K
- Accounts
- 902
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 684 | $197M | 26.3% |
| High net worth individuals | 193 | $466M | 62.2% |
| Charitable organizations | 12 | $70.5M | 9.42% |
| Corporations and other businesses | 3 | $9.1M | 1.22% |
| Other | 2 | $6.2M | 0.82% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $1.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sfe Alternative Investment Fund Ii Llc | Private Equity Fund | Delaware | $626K | 25 |
| Sfe Alternative Investment Fund I Llc | Private Equity Fund | California | $494K | 14 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Eustis Bohlen | Vice President, Co Chief Investment Officer | CFA | Sep 2007 (19y) | Less than 5% |
| David John Thomsen | Vp, Director, Business Development | Sep 2007 (19y) | 25% – 50% | |
| Jon Michael Kmett | President, Director & Cfo | Sep 2007 (19y) | 25% – 50% | |
| Teri May Mccasland | Vp, & Director | Sep 2007 (19y) | Less than 5% | |
| James Thomas Moylan | Vice President/Co Chief Investment Officer | CFA | Nov 2007 (19y) | 25% – 50% |
| Arnold, Donna, Salinas | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% | |
| Edward James Ternan | Registered representative | Jan 2008 (19y) | ||
| Mark Larry Delgadillo | Registered representative | May 2020 (6y) | ||
| Gregory Cannon Giauque | Registered representative | Mar 2023 (3y) | ||
| Jeffrey N. Eisfelder | Registered representative | CFP | Dec 2025 (1y) | |
| Charles Eustis Bohlen | Registered representative | Feb 2026 (1y) | ||
| Peter Nicholas Scholl Bohlen | Registered representative | Feb 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kmett Family Trust Dated 12/14/2018 | Direct Owner | Dec 2018 | A | 25% – 50% |
| The Alana Moylan And James Moylan Living Trust Dated 2/23/2012 | Direct Owner | Feb 2012 | A | 25% – 50% |
| The Thomsen Family Trust Dated 9/27/2007 | Direct Owner | Sep 2007 | A | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $1.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sfe Alternative Investment Fund Ii Llc | Private Equity Fund | $626K | $1.0M | 25 |
| Sfe Alternative Investment Fund I Llc | Private Equity Fund | $494K | $1.0M | 14 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/03/2025 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $744M (99% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 03, 2025.
View current Form ADV (SEC/IAPD) ↗