N
N
Wealth Manager · Small ($100M–$1B)
CRD 145540
·
☆ Save with Pro
ADV data as of Dec 08, 2025
- Regulatory AUM
- $359M
- Discretionary
- $359M
- Clients
- 656
- Avg AUM / client
- $547K
- Accounts
- 1,202
- Employees
- 11
AUM over time
$100M
$359M
Jun 30, 2015
Dec 8, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 08, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 102 | $164M | 45.7% |
| High net worth individuals | 545 | $193M | 53.8% |
| Pension and profit sharing plans | 8 | $1.6M | 0.44% |
| Charitable organizations | 1 | $28.9K | 0.01% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $359M (100% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 08, 2025.