Gill Capital Partners, Llc
- Regulatory AUM
- $862M
- Discretionary
- $862M
- Clients
- 481
- Avg AUM / client
- $1.8M
- Accounts
- 1,548
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 239 | $97.2M | 11.3% |
| High net worth individuals | 195 | $565M | 65.5% |
| Banking or thrift institutions | 0 | — | — |
| Pooled investment vehicles (non-investment companies) | 1 | $30.9M | 3.59% |
| Pension and profit sharing plans | 26 | $99.1M | 11.5% |
| Charitable organizations | 4 | $19.3M | 2.24% |
| State or municipal government entities | 2 | $28.9M | 3.35% |
| Other investment advisers | 0 | — | — |
| Insurance companies | 0 | — | — |
| Sovereign wealth funds and foreign official institutions | 0 | — | — |
| Corporations and other businesses | 13 | $21.9M | 2.54% |
| Other | 1 | $126K | 0.01% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $24.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Parliament Income Fund, Llc | Other Private Fund | Delaware | $24.3M | 70 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Oralabs, Inc. 401(k) Plan Oralabs, Inc. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Sherwood Winslow | Manager | Jan 2004 (23y) | Less than 5% | |
| James Robert O'brien | Manager | CFP | Feb 2004 (23y) | Less than 5% |
| Leslie Squires Rojas | Chief Compliance Officer, Finop | Jan 2011 (16y) | Less than 5% | |
| Chad Michael Wanger | Registered representative | Jan 2015 (12y) | ||
| David Otto Wolf | Registered representative | Mar 2017 (9y) | ||
| Traci Lynn Sarmiento | Registered representative | Mar 2019 (7y) | ||
| Paul Lambert | Registered representative | Apr 2019 (7y) | ||
| Luke Daniel Fick | Registered representative | Jan 2024 (3y) | ||
| Steven Davis Lynds | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Austyn Kate Casale | Registered representative | Jun 2024 (2y) | ||
| John Davenport Beaty | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Obw, Llc | Member | Jan 2017 | A | 75% or more |
| O'brien Capital Management, Inc. | Elected Manager | Jan 2017 | A | Less than 5% |
| O'brien, James Robert | President | Feb 2002 | B | ≈ 0% – 5% via O'brien Capital Management, Inc. |
| Winslow, John Sherwood | Member | Jan 2017 | B | ≈ 14.06% – 50% via Obw Partners, Llc |
| Obw Partners, Llc | Member | Jan 2017 | B | ≈ 18.75% – 50% via Obw, Llc |
| O'brien Capital Management, Inc. | Member, Elected Manager | Jan 2017 | B | ≈ 18.75% – 50% via Obw, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- O'brien, James Robert: 75% – 100% of O'brien Capital Management, Inc. × 0% – 5% direct ≈ 0% – 5% of the firm
- Winslow, John Sherwood: 75% – 100% of Obw Partners, Llc × 25% – 50% of Obw, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Obw Partners, Llc: 25% – 50% of Obw, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- O'brien Capital Management, Inc.: 25% – 50% of Obw, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $24.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Parliament Income Fund, Llc | Other Private Fund | $24.3M | $250K | 70 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Oralabs, Inc. 401(k) Plan | Oralabs, Inc. | 179 | $4.9M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $283M (33% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗