AUMdb
NC

Nokomis Capital, L.L.C.

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 145627 · SEC file 801-74902 · Dallas, TX
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$804M
Discretionary
$804M
Clients
2
Avg AUM / client
$402M
Accounts
2
Employees
5

AUM over time

$143M $1.1B
Mar 26, 2012 Mar 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $637M 79.2%
Charitable organizations 1 $167M 20.8%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $451M combined gross assets

FundTypeDomicileGross assetsOwners
Nokomis Capital Master Fund, L.P. master Hedge Fund Cayman Islands $451M 76

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brett Allen Hendrickson Manager And Member Oct 2007 (19y) 75% or more
Lunney, Kendall, Katherine Chief Compliance Officer And Chief Financial Officer (As Of July 30, 2024) Jul 2024 (2y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $451M gross assets)

FundTypeGross assetsMin. investmentOwners
Nokomis Capital Master Fund, L.P. Hedge Fund $451M $1.5M 76

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 1.22 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗