Pinnacle Family Advisors, Llc
- Regulatory AUM
- $372M
- Discretionary
- $372M
- Clients
- 917
- Avg AUM / client
- $405K
- Accounts
- 2,007
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 802 | $151M | 40.5% |
| High net worth individuals | 105 | $144M | 38.8% |
| Investment companies | 2 | $73.6M | 19.8% |
| Pension and profit sharing plans | 1 | $728K | 0.2% |
| Charitable organizations | 1 | $102K | 0.03% |
| Corporations and other businesses | 6 | $2.4M | 0.65% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Digital Monitoring Products, Inc. Employees 401 K Plan Digital Monitoring Products, Inc. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Horton, Kimberly, Kay | Trustee | Jun 1999 (27y) | ≈ 0% – 5% via Kimberly Kay Horton Revocable Trust Dated June 2, 1999 | |
| O'reilly, Timothy, Brian | Member | Oct 2007 (19y) | 5% – 10% | |
| Ronald Sean Mc Curry | Managing Member/President | Oct 2007 (19y) | 25% – 50% | |
| Paul Thomas Carroll | Chief Compliance Officer/Chief Investment Officer | Feb 2009 (18y) | Less than 5% | |
| Britton, Jeffrey, Marc | Trustee | Oct 2012 (14y) | ≈ 7.5% – 25% via Britton Family Dynasty Trust Dated 10/25/2012 | |
| Britton, Rick, Allen | Trustee | Oct 2012 (14y) | ≈ 7.5% – 25% via Rick A. Britton Revocable Trust Dated 10 26 2012 | |
| Tucker, Mandy, Michelle | Trustee | Oct 2012 (14y) | ≈ 7.5% – 25% via Britton Family Dynasty Trust Dated 10/25/2012 | |
| Brian Charles Mccracken | Registered representative | Jan 2010 (17y) | ||
| Janet Sue Hudson | Registered representative | Mar 2012 (14y) | ||
| Geoffrey Gene Russell | Registered representative | Aug 2012 (14y) | ||
| Michael Todd Vaughn | Registered representative | CFP | Feb 2014 (12y) | |
| Joel Stephen Pearson | Registered representative | Oct 2015 (11y) | ||
| Christopher Allen Beste | Registered representative | CFP | Oct 2020 (6y) | |
| Cody M. Breeden | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rick A. Britton Revocable Trust Dated 10 26 2012 | Member | Jun 2015 | A | 10% – 25% |
| Britton Family Dynasty Trust Dated 10/25/2012 | Member | Jul 2015 | A | 10% – 25% |
| Kimberly Kay Horton Revocable Trust Dated June 2, 1999 | Member | Aug 2017 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Horton, Kimberly, Kay: 75% – 100% of Kimberly Kay Horton Revocable Trust Dated June 2, 1999 × 0% – 5% direct ≈ 0% – 5% of the firm
- Britton, Jeffrey, Marc: 75% – 100% of Britton Family Dynasty Trust Dated 10/25/2012 × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Britton, Rick, Allen: 75% – 100% of Rick A. Britton Revocable Trust Dated 10 26 2012 × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Tucker, Mandy, Michelle: 75% – 100% of Britton Family Dynasty Trust Dated 10/25/2012 × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Digital Monitoring Products, Inc. Employees 401 K Plan | Digital Monitoring Products, Inc. | 364 | $18.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Other fees
- • SHARES IN FEES PAID TO THIRD PARTY ADVISERS; % OF PLAN ASSETS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $187M (50% of AUM) Mar 2026
- Fidelity Brokerage Services $105M (28% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗