Ocean Park Asset Management, Llc
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 145634
· SEC file 801-68554
· Santa Monica, CA
· www.youtube.com
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ADV data as of Jul 15, 2026
- Regulatory AUM
- $3.9B
- Discretionary
- $3.9B
- Clients
- 138
- Avg AUM / client
- $28.5M
- Accounts
- 226
- Employees
- 58
AUM over time
$748M
$5.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Investments (13F portfolio — 81 positions, $2,076,462,184)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | BROAD USD HIGH | $307,034,218 | 8,293,739 | 14.8% | 7.8% |
| 2 | Spdr Series Trust | ST STR P500ETF | $174,846,487 | 1,989,605 | 8.42% | 4.44% |
| 3 | Spdr Series Trust | ST BLOO HIGH ETF | $169,690,609 | 1,760,824 | 8.17% | 4.31% |
| 4 | Ishares Tr | IBOXX HI YD ETF | $159,035,619 | 1,988,691 | 7.66% | 4.04% |
| 5 | Spdr Series Trust | ST PORT HIGH ETF | $142,534,491 | 6,080,823 | 6.86% | 3.62% |
| 6 | Ssga Active Etf Tr | ST STR BL LN ETF | $127,405,038 | 3,162,200 | 6.14% | 3.24% |
| 7 | Invesco Exch Traded Fd Tr Ii | SR LN ETF | $104,256,064 | 5,118,118 | 5.02% | 2.65% |
| 8 | Pimco Etf Tr | MULTISECTOR BD | $87,004,164 | 3,280,700 | 4.19% | 2.21% |
| 9 | Ishares Tr | JPMORGAN USD EMG | $66,893,002 | 693,623 | 3.22% | 1.7% |
| 10 | J P Morgan Exchange Traded F | MORTGAGE BACKED | $45,661,565 | 900,978 | 2.2% | 1.16% |
| 11 | Dbx Etf Tr | XTRACK USD HIGH | $42,198,860 | 1,155,500 | 2.03% | 1.07% |
| 12 | Vanguard Scottsdale Fds | LG-TERM COR BD | $39,084,850 | 519,400 | 1.88% | 0.99% |
| 13 | Vaneck Etf Trust | HIGH YLD MUNIETF | $34,290,207 | 665,700 | 1.65% | 0.87% |
| 14 | Ishares Tr | MBS ETF | $34,177,203 | 361,587 | 1.65% | 0.87% |
| 15 | Vanguard Bd Index Fds | LONG TERM BOND | $32,748,643 | 475,100 | 1.58% | 0.83% |
| 16 | Ishares Tr | CONV BD ETF | $31,510,816 | 258,837 | 1.52% | 0.8% |
| 17 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $29,215,456 | 622,400 | 1.41% | 0.74% |
| 18 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $22,942,403 | 75,725 | 1.1% | 0.58% |
| 19 | Spdr Series Trust | ST NUVE HIGH ETF | $21,594,133 | 848,826 | 1.04% | 0.55% |
| 20 | Ishares Tr | TIPS BD ETF | $20,693,213 | 189,100 | 1.0% | 0.53% |
| 21 | American Centy Etf Tr | US SML CP VALU | $18,940,315 | 151,814 | 0.91% | 0.48% |
| 22 | Pimco Etf Tr | ACTIVE BD ETF | $18,820,061 | 204,100 | 0.91% | 0.48% |
| 23 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $18,815,950 | 351,700 | 0.91% | 0.48% |
| 24 | Vaneck Etf Trust | FALLEN ANGEL HG | $17,400,724 | 595,100 | 0.84% | 0.44% |
| 25 | Ishares Inc | MSCI CDA ETF | $17,167,843 | 297,846 | 0.83% | 0.44% |
Top 25 of 81 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 120 | $17.3M | 0.44% |
| High net worth individuals | 4 | $7.2M | 0.18% |
| Investment companies | 12 | $3.9B | 99.4% |
| Pension and profit sharing plans | 1 | $179K | 0.0% |
| Charitable organizations | 1 | $118K | 0.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Leeward Construction, Inc. Employees Retirement Plan Leeward Construction, Inc. | 2024 |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Chandler Wright | Managing Member | Oct 2007 (19y) | ≈ 14.06% – 56.25% via Ocean Park Asset Management, Inc | |
| Kenneth Lee Sleeper | Managing Member | Oct 2007 (19y) | ≈ 14.06% – 56.25% via Ocean Park Asset Management, Inc | |
| Stromeyer, Kristine, Janel | Chief Operating Officer | Jan 2016 (11y) | Less than 5% | |
| Freesman, Vanda, Sarina | Chief Marketing Officer | Nov 2019 (7y) | Less than 5% | |
| Schweiss, Albert, George | Chief Executive Officer | Oct 2021 (5y) | Less than 5% | |
| Harder, Ryan, Andreas | Chief Investment Strategist | Jul 2022 (4y) | Less than 5% | |
| Staubin, James, Edwin | Chief Investment Officer | Jul 2022 (4y) | Less than 5% | |
| Morris, Erik, Winfield | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Donati, Annalisa | Chief Financial Officer | Jul 2024 (2y) | Less than 5% | |
| Tiana Kaylyn Brenneise | Registered representative | Jan 2024 (3y) | ||
| Colin Theodore Barber | Registered representative | Oct 2024 (2y) | ||
| Gayatri R Vyas | Registered representative | Oct 2024 (2y) | ||
| Jason Grant Buck | Registered representative | Oct 2024 (2y) | ||
| William Francis Phillips Iii | Registered representative | Oct 2024 (2y) | ||
| Marshall Quan | Registered representative | Nov 2024 (2y) | ||
| Bruk A Campbell | Registered representative | Dec 2024 (2y) | ||
| Samar Farhangi | Registered representative | CFP | Dec 2024 (2y) | |
| Jacob Helton Mc Cain | Registered representative | Jul 2025 (1y) | ||
| Christopher Fredrick Casey | Registered representative | Jul 2025 (1y) | ||
| Conor Gatti Dunn | Registered representative | Aug 2025 (1y) | ||
| Gabriel Blake Bernardi | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sierra Investments Group, Llc | Owner | Oct 2024 | A | 75% or more |
| Sierra Investments Holdings, Llc | Owner | Oct 2024 | B | ≈ 56.25% – 100% via Sierra Investments Group, Llc |
| Ocean Park Asset Management, Inc | Owner | Oct 2024 | B | ≈ 28.13% – 75% via Sierra Investments Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Chandler Wright: 50% – 75% of Ocean Park Asset Management, Inc × 50% – 75% of Sierra Investments Holdings, Llc × 75% – 100% of Sierra Investments Group, Llc × 75% – 100% direct ≈ 14.06% – 56.25% of the firm
- Kenneth Lee Sleeper: 50% – 75% of Ocean Park Asset Management, Inc × 50% – 75% of Sierra Investments Holdings, Llc × 75% – 100% of Sierra Investments Group, Llc × 75% – 100% direct ≈ 14.06% – 56.25% of the firm
- Sierra Investments Holdings, Llc: 75% – 100% of Sierra Investments Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ocean Park Asset Management, Inc: 50% – 75% of Sierra Investments Holdings, Llc × 75% – 100% of Sierra Investments Group, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Leeward Construction, Inc. Employees Retirement Plan | Leeward Construction, Inc. | 169 | $20.2M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Charles Schwab & Co. $36.1M (1% of AUM) Jul 2026
- Axos Clearing $29.8M (1% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗