N
N
Investment Adviser · Boutique (under $100M)
CRD 145669
·
☆ Save with Pro
ADV data as of Feb 28, 2025
- Regulatory AUM
- $21.6M
- Discretionary
- $21.6M
- Clients
- 2
- Avg AUM / client
- $10.8M
- Accounts
- 2
- Employees
- 7
AUM over time
$21.6M
$1.6B
Dec 8, 2011
Feb 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | 2 | $21.6M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $544M (95% of AUM) Jan 2025
- U.S. Bank $13.3M (62% of AUM) Feb 2025
- Northern Trust $8.3M (38% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 28, 2025.