Salem Advisory Group Llc
- Regulatory AUM
- $76.2M
- Discretionary
- $76.2M
- Clients
- 288
- Avg AUM / client
- $265K
- Accounts
- 495
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 261 | $29.3M | 38.5% |
| High net worth individuals | 27 | $42.5M | 55.8% |
| Corporations and other businesses | Fewer than 5 clients | $4.4M | 5.75% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Public Consulting Group Llc 401(k) Profit Sharing Plan Public Consulting Group Llc | 2024 | |
| Marvell Semiconductor 401 K Retirement Plan Marvell Semiconductor, Inc. | 2024 | |
| Smarthealth 401(k) Plan And Trust Smarthealth, Inc. | 2024 | |
| The Hilb Group Operating Company, Llc 401(k) Plan The Hilb Group Operating Company, Llc | 2024 | |
| Oportun 401(k) Plan Oportun, Inc. | 2024 | |
| City Of Hope Medical Group 401 K Retirement Savings Plan City Of Hope Medical Group, Inc. | 2024 | |
| Nascar Employee 401 (K) Savings Plan National Association For Stock Car Auto Racing, Llc | 2024 | |
| Ls3 P 401(k) Plan Ls3 P Associates Ltd. | 2024 | |
| Community Brands 401(k) Plan Community Brands Parentco, Llc | 2024 | |
| Axa Investment Managers Us Retirement 401(k) Plan Axa Investment Managers Us Inc. | 2024 | |
| Arclin Retirement Plan Arclin Usa Llc | 2024 | |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan Latham & Watkins Llp | 2024 | |
| Summit Funding, Inc. 401(k) Plan Summit Funding, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Warren George Berger | Registered representative | Chartered Financial Consultant | Jan 2009 (18y) | |
| Kevin James Colley | Registered representative | CFP | Aug 2009 (17y) | |
| Peter C Bishop | Registered representative | Sep 2013 (13y) | ||
| William O'shea Rispoli | Registered representative | Jan 2016 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Public Consulting Group Llc 401(k) Profit Sharing Plan | Public Consulting Group Llc | 2,182 | $311M | 07/01/2024 |
| Marvell Semiconductor 401 K Retirement Plan | Marvell Semiconductor, Inc. | 2,970 | $1.4B | 01/01/2024 |
| Smarthealth 401(k) Plan And Trust | Smarthealth, Inc. | 229 | $31.0M | 01/01/2024 |
| The Hilb Group Operating Company, Llc 401(k) Plan | The Hilb Group Operating Company, Llc | 2,273 | $179M | 01/01/2024 |
| Oportun 401(k) Plan | Oportun, Inc. | 708 | $83.4M | 01/01/2024 |
| City Of Hope Medical Group 401 K Retirement Savings Plan | City Of Hope Medical Group, Inc. | 627 | $387M | 01/01/2024 |
| Nascar Employee 401 (K) Savings Plan | National Association For Stock Car Auto Racing, Llc | 4,912 | $248M | 01/01/2024 |
| Ls3 P 401(k) Plan | Ls3 P Associates Ltd. | 490 | $72.3M | 01/01/2024 |
| Community Brands 401(k) Plan | Community Brands Parentco, Llc | 698 | $72.9M | 01/01/2024 |
| Axa Investment Managers Us Retirement 401(k) Plan | Axa Investment Managers Us Inc. | 169 | $126M | 01/01/2024 |
| Arclin Retirement Plan | Arclin Usa Llc | 34 | $47.5M | 01/01/2024 |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan | Latham & Watkins Llp | 4,864 | $3.1B | 01/01/2024 |
| Summit Funding, Inc. 401(k) Plan | Summit Funding, Inc. | 499 | $45.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.69 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $76.2M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗