Essex Ridge Capital Group, Llc
- Regulatory AUM
- $146M
- Discretionary
- $146M
- Clients
- 7
- Avg AUM / client
- $20.9M
- Accounts
- 51
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 7 | $146M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Goltermann, John, Christen | Chief Compliance Officer, Member | Nov 2007 (19y) | Less than 5% | |
| Mcginnis, David, Twiggs | Managing Director | Nov 2007 (19y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The David T. Printup Exempt Trust Dtd 9/17/09 | Member | Oct 2009 | A | 75% or more |
| William Patrick Mcginnis | Trustee | Oct 2009 | B | ≈ 56.25% – 100% via The David T. Printup Exempt Trust Dtd 9/17/09 |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- William Patrick Mcginnis: 75% – 100% of The David T. Printup Exempt Trust Dtd 9/17/09 × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗