Freestate Advisors Llc
- Regulatory AUM
- $182M
- Discretionary
- $101M
- Clients
- 244
- Avg AUM / client
- $745K
- Accounts
- 635
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 161 | $42.8M | 23.5% |
| High net worth individuals | 83 | $138M | 75.7% |
| Charitable organizations | Fewer than 5 clients | $952K | 0.52% |
| Corporations and other businesses | Fewer than 5 clients | $444K | 0.24% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Unbound Retirement Plan Unbound | 2024 | |
| Midwest Transplant Network, Inc. 403(b) Retirement Plan Midwest Transplant Network, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nathan Emerson Haskins | Member And President | Sep 2017 (9y) | 50% – 75% | |
| Melinda Eisenhour Parks | Chief Financial Officer, Chief Compliance Officer & Member | Mar 2018 (8y) | 50% – 75% | |
| Tom Russell Halvorson | Registered representative | Mar 2008 (18y) | ||
| Polly Peters | Registered representative | Nov 2010 (16y) | ||
| Philip David Taylor | Registered representative | May 2013 (13y) | ||
| Michael Edward Thomas | Registered representative | Feb 2017 (9y) | ||
| Lasandra Leeann Rice | Registered representative | Jul 2018 (8y) | ||
| David Matthew Barth | Registered representative | Jul 2021 (5y) | ||
| Kelly Bryan Holloway | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Unbound Retirement Plan | Unbound | 114 | $18.8M | 01/01/2024 |
| Midwest Transplant Network, Inc. 403(b) Retirement Plan | Midwest Transplant Network, Inc. | 262 | $51.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/05/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $164M (90% of AUM) Jan 2026
- Fidelity Brokerage Services $13.9M (10% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 05, 2026.
View current Form ADV (SEC/IAPD) ↗